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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LILAK icon
1851
Liberty Latin America Class C
LILAK
$1.64B
$137K ﹤0.01%
+18,204
New +$145K
NEWT icon
1852
NewtekOne
NEWT
$391M
$136K ﹤0.01%
10,626
-63
-0.6% -$1.04K
DOUG icon
1853
Douglas Elliman
DOUG
$162M
$136K ﹤0.01%
45,899
+7,117
+18% +$28.4K
EZPW icon
1854
Ezcorp Inc
EZPW
$1.71B
$135K ﹤0.01%
15,697
+2,252
+17% +$19.8K
KMF
1855
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$133K ﹤0.01%
17,370
-249
-1% -$1.86K
FSR
1856
DELISTED
Fisker Inc.
FSR
$131K ﹤0.01%
21,286
+5,071
+31% +$34.9K
SPNT icon
1857
SiriusPoint
SPNT
$2.68B
$130K ﹤0.01%
15,979
+2,654
+20% +$18.7K
SABR icon
1858
Sabre
SABR
$835M
$130K ﹤0.01%
+30,242
New +$173K
SSP icon
1859
E.W. Scripps
SSP
$304M
$127K ﹤0.01%
13,515
+2,192
+19% +$27.6K
SVC
1860
Service Properties Trust
SVC
$1.07B
$127K ﹤0.01%
+2,548
New +$118K
STNE icon
1861
StoneCo
STNE
$2.58B
$126K ﹤0.01%
+13,189
New +$126K
OABI icon
1862
OmniAb
OABI
$447M
$125K ﹤0.01%
33,897
+2,659
+9% +$10K
QS icon
1863
QuantumScape Corp
QS
$3.74B
$121K ﹤0.01%
+14,790
New +$120K
PFLT icon
1864
PennantPark Floating Rate Capital
PFLT
$746M
$120K ﹤0.01%
+11,281
New +$123K
LAZR
1865
DELISTED
Luminar Technologies
LAZR
$116K ﹤0.01%
1,191
-57
-5% -$5.98K
ARQT icon
1866
Arcutis Biotherapeutics
ARQT
$3.18B
$116K ﹤0.01%
10,531
+234
+2% +$3.38K
ABCL icon
1867
AbCellera Biologics
ABCL
$2.12B
$113K ﹤0.01%
14,961
+4,337
+41% +$39.4K
IAF
1868
abrdn Australia Equity Fund
IAF
$127M
$111K ﹤0.01%
8,436
+307
+4% +$4.32K
MAC icon
1869
Macerich
MAC
$6.92B
$110K ﹤0.01%
+10,375
New +$123K
BBDC icon
1870
Barings BDC
BBDC
$965M
$109K ﹤0.01%
+13,720
New +$115K
SAN icon
1871
Banco Santander
SAN
$210B
$109K ﹤0.01%
+29,404
New +$105K
TG icon
1872
Tredegar Corp
TG
$310M
$108K ﹤0.01%
11,804
+1,717
+17% +$19K
CION icon
1873
CION Investment
CION
$374M
$106K ﹤0.01%
+10,741
New +$113K
SPCE icon
1874
Virgin Galactic
SPCE
$398M
$104K ﹤0.01%
1,287
+162
+14% +$16.1K
FIGS icon
1875
FIGS
FIGS
$2.37B
$99.3K ﹤0.01%
16,035
-5,665,462
-100% -$43.6M
73 74
75
76 77

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.