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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.4B
AUM Growth
+$466M
Cap. Flow
-$346M
Cap. Flow %
-3.04%
Top 10 Hldgs %
11.96%
Holding
2,051
New
157
Increased
773
Reduced
962
Closed
143

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$43.4M
2
MSFT icon
Microsoft
MSFT
+$25.6M
3
AMZN icon
Amazon
AMZN
+$11.7M
4
PLD icon
Prologis
PLD
+$11.3M
5
TSLA icon
Tesla
TSLA
+$8.57M

Top Sells

Rank Stock Value
1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$109M
2
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$48.7M
3
RXRA
RXR Acquisition Corp. Class A Common Stock
RXRA
+$24.5M
4
AAPL icon
Apple
AAPL
+$22.7M
5
GIIX
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
+$19.9M

Sector Composition

Rank Sector Weight
1 Technology 16.57%
2 Healthcare 11.82%
3 Financials 9.9%
4 Industrials 8.01%
5 Consumer Discretionary 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CENX icon
1851
Century Aluminum
CENX
$5.07B
$134K ﹤0.01%
+16,336
New +$123K
STEW
1852
SRH Total Return Fund
STEW
$1.81B
$133K ﹤0.01%
10,445
-136
-1% -$1.67K
HCSG icon
1853
Healthcare Services Group
HCSG
$1.53B
$133K ﹤0.01%
11,053
-1,909
-15% -$25.2K
KMF
1854
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$132K ﹤0.01%
17,619
-230
-1% -$1.76K
FSR
1855
DELISTED
Fisker Inc.
FSR
$118K ﹤0.01%
16,215
-4,505
-22% -$33.5K
NVRI icon
1856
Enviri
NVRI
$620M
$117K ﹤0.01%
+18,645
New +$111K
FAM
1857
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$115K ﹤0.01%
19,198
-47,160
-71% -$266K
HTY
1858
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$115K ﹤0.01%
+23,153
New +$112K
HT
1859
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
$114K ﹤0.01%
+13,333
New +$120K
VIAV icon
1860
Viavi Solutions
VIAV
$9.66B
$113K ﹤0.01%
10,795
-52,625
-83% -$634K
OABI icon
1861
OmniAb
OABI
$447M
$112K ﹤0.01%
+31,238
New +$164K
EZPW icon
1862
Ezcorp Inc
EZPW
$1.71B
$110K ﹤0.01%
13,445
-9,019
-40% -$80.4K
RES icon
1863
RPC Inc
RES
$1.3B
$109K ﹤0.01%
+12,227
New +$110K
ABCL icon
1864
AbCellera Biologics
ABCL
$2.12B
$108K ﹤0.01%
+10,624
New +$123K
IAF
1865
abrdn Australia Equity Fund
IAF
$127M
$107K ﹤0.01%
8,129
-106
-1% -$1.38K
TG icon
1866
Tredegar Corp
TG
$310M
$103K ﹤0.01%
+10,087
New +$105K
ACRO.WS
1867
DELISTED
Acropolis Infrastructure Acquisition Corp Warrants
ACRO.WS
$100K ﹤0.01%
833,930
-2,166
-0.3% -$237
BDN
1868
Brandywine Realty Trust
BDN
$554M
$99.4K ﹤0.01%
+16,163
New +$104K
CNSL
1869
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$98K ﹤0.01%
+27,381
New +$121K
ITUB icon
1870
Itaú Unibanco
ITUB
$87.5B
$96.7K ﹤0.01%
23,270
-17,953
-44% -$81.6K
HLN icon
1871
Haleon
HLN
$44.2B
$95.2K ﹤0.01%
11,905
-7,655
-39% -$52.1K
VISN
1872
Vistance Networks Inc
VISN
$2.52B
$93.9K ﹤0.01%
12,772
+323
+3% +$3.12K
NSLR
1873
Neostellar Capital Corp
NSLR
$254M
$93.7K ﹤0.01%
24,645
-418
-2% -$1.65K
AFTR.WS
1874
DELISTED
AfterNext HealthTech Acquisition Corp Warrants
AFTR.WS
$92.8K ﹤0.01%
1,237,396
-2,100
-0.2% -$210
LAZR
1875
DELISTED
Luminar Technologies
LAZR
$92.6K ﹤0.01%
1,248
-1,798
-59% -$196K
73 74
75
76 77

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2022 Portfolio in Review

As of Q4 2022, Guggenheim Capital held 2,051 positions worth $11.4B, up 4.3% from $10.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $346M in Q4 2022, closing 143 positions and reducing 962 holdings. Its most notable exit was KKR Acquisition Holdings I Corp., an estimated $109M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Active Allocation Fund worth $4.25M.

  • Guggenheim Capital's largest Q4 2022 buy was Guggenheim Active Allocation Fund: 315,680 shares worth $4.25M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2022, an estimated $43.4M increase.
  • Guggenheim Capital's biggest Q4 2022 reduction was Apple, cutting an estimated $22.7M.
  • Guggenheim Capital fully exited KKR Acquisition Holdings I Corp. in Q4 2022, selling an estimated $109M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $11.4B portfolio in Q4 2022.
  • Guggenheim Capital opened 157 new positions and closed 143 in Q4 2022.
  • Guggenheim Capital's portfolio value rose 4.3% quarter-over-quarter to $11.4B.

Based on Guggenheim Capital's 13F filing for Q4 2022, filed 14 Feb 2023.