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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTGR icon
1851
NETGEAR
NTGR
$635M
$312K ﹤0.01%
+10,698
New +$319K
TOL icon
1852
Toll Brothers
TOL
$14.5B
$312K ﹤0.01%
4,308
-1,038
-19% -$66.7K
KELYA icon
1853
Kelly Services Class A
KELYA
$527M
$311K ﹤0.01%
18,558
+5,810
+46% +$106K
ANDE icon
1854
Andersons Inc
ANDE
$2.22B
$310K ﹤0.01%
8,003
-6,057
-43% -$213K
AQN icon
1855
Algonquin Power & Utilities
AQN
$4.42B
$310K ﹤0.01%
21,443
-8,335
-28% -$119K
FSK icon
1856
FS KKR Capital
FSK
$3.44B
$310K ﹤0.01%
14,818
-27,534
-65% -$595K
MHO icon
1857
M/I Homes
MHO
$3.84B
$309K ﹤0.01%
4,972
-1,024
-17% -$61.2K
MTUS icon
1858
Metallus
MTUS
$898M
$309K ﹤0.01%
18,702
+1,229
+7% +$17.9K
FERG icon
1859
Ferguson
FERG
$49.8B
$308K ﹤0.01%
+1,716
New +$269K
ARCC icon
1860
Ares Capital
ARCC
$14.4B
$307K ﹤0.01%
14,468
-51,839
-78% -$1.08M
NML
1861
Neuberger Energy Infrastructure and Income Fund Inc
NML
$576M
$307K ﹤0.01%
58,613
-48,647
-45% -$256K
BRW
1862
Saba Capital Income & Opportunities Fund
BRW
$339M
$306K ﹤0.01%
33,892
+5,696
+20% +$52.2K
DK icon
1863
Delek US
DK
$3.58B
$306K ﹤0.01%
20,467
-4,677
-19% -$82.7K
OMCL icon
1864
Omnicell
OMCL
$1.68B
$306K ﹤0.01%
+1,697
New +$294K
PSEC icon
1865
Prospect Capital
PSEC
$1.17B
$306K ﹤0.01%
36,387
-67,109
-65% -$565K
OXM icon
1866
Oxford Industries
OXM
$552M
$305K ﹤0.01%
+3,007
New +$292K
INVX
1867
Innovex International
INVX
$1.97B
$305K ﹤0.01%
15,508
-29,779
-66% -$656K
JWN
1868
DELISTED
Nordstrom
JWN
$304K ﹤0.01%
+13,433
New +$356K
FFC
1869
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$302K ﹤0.01%
13,910
-1,490
-10% -$32.9K
IART icon
1870
Integra LifeSciences
IART
$1.34B
$302K ﹤0.01%
4,501
+284
+7% +$19.2K
MIDD icon
1871
Middleby
MIDD
$6.08B
$302K ﹤0.01%
+1,534
New +$280K
JPS
1872
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$302K ﹤0.01%
31,113
-42,339
-58% -$408K
BHE icon
1873
Benchmark Electronics
BHE
$2.96B
$301K ﹤0.01%
11,095
+244
+2% +$6.27K
BOOT icon
1874
Boot Barn
BOOT
$4.95B
$300K ﹤0.01%
+2,435
New +$275K
LCII icon
1875
LCI Industries
LCII
$2.65B
$300K ﹤0.01%
1,925
-1,064
-36% -$158K
73 74
75
76 77

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AIM
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.