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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XNCR icon
1851
Xencor
XNCR
$1.55B
$378K ﹤0.01%
11,590
+3,972
+52% +$130K
TAK icon
1852
Takeda Pharmaceutical
TAK
$55.7B
$377K ﹤0.01%
23,031
+2,131
+10% +$35.8K
ARNC
1853
DELISTED
Arconic Corporation
ARNC
$377K ﹤0.01%
11,954
-4,808
-29% -$164K
PSXP
1854
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$376K ﹤0.01%
10,487
-5,256
-33% -$192K
APAM icon
1855
Artisan Partners
APAM
$3.02B
$375K ﹤0.01%
7,659
+378
+5% +$19.1K
CPA icon
1856
Copa Holdings
CPA
$5.8B
$375K ﹤0.01%
4,608
-1,885
-29% -$141K
BSAC icon
1857
Banco Santander Chile
BSAC
$16.6B
$373K ﹤0.01%
+18,848
New +$371K
SIGI icon
1858
Selective Insurance
SIGI
$5.73B
$370K ﹤0.01%
4,903
-3,911
-44% -$315K
EZPW icon
1859
Ezcorp Inc
EZPW
$1.71B
$367K ﹤0.01%
48,450
-84,955
-64% -$546K
GPI icon
1860
Group 1 Automotive
GPI
$3.18B
$366K ﹤0.01%
1,950
-3,431
-64% -$582K
COLB icon
1861
Columbia Banking Systems
COLB
$8.84B
$365K ﹤0.01%
9,617
+469
+5% +$16.7K
GVA icon
1862
Granite Construction
GVA
$5.62B
$363K ﹤0.01%
9,179
-16,094
-64% -$636K
RACE icon
1863
Ferrari
RACE
$72.5B
$363K ﹤0.01%
1,735
-786
-31% -$169K
TDF
1864
Templeton Dragon Fund
TDF
$280M
$362K ﹤0.01%
20,147
+40
+0.2% +$824
SLRC icon
1865
SLR Investment Corp
SLRC
$715M
$360K ﹤0.01%
18,826
-10,602
-36% -$202K
HOMB icon
1866
Home BancShares
HOMB
$6.18B
$359K ﹤0.01%
15,266
+173
+1% +$3.84K
GF
1867
New Germany Fund
GF
$188M
$358K ﹤0.01%
18,103
+3,231
+22% +$66.5K
KTB icon
1868
Kontoor Brands
KTB
$4.26B
$355K ﹤0.01%
7,096
-7,226
-50% -$400K
CVNA icon
1869
Carvana
CVNA
$77.9B
$353K ﹤0.01%
5,845
– –
JRI icon
1870
Nuveen Real Asset Income & Growth Fund
JRI
$352M
$351K ﹤0.01%
22,994
-2,702
-11% -$43.2K
SKM icon
1871
SK Telecom
SKM
$13.2B
$351K ﹤0.01%
+7,064
New +$342K
JBLU icon
1872
JetBlue
JBLU
$2.29B
$350K ﹤0.01%
22,875
-4,081
-15% -$62.6K
ELAN icon
1873
Elanco Animal Health
ELAN
$11.1B
$349K ﹤0.01%
10,948
-47,896
-81% -$1.61M
MHO icon
1874
M/I Homes
MHO
$3.84B
$347K ﹤0.01%
5,996
-10,514
-64% -$644K
CYH icon
1875
Community Health Systems
CYH
$423M
$346K ﹤0.01%
29,554
-24,144
-45% -$315K
73 74
75
76 77

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.