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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IQ icon
1851
iQIYI
IQ
$1.28B
$290K ﹤0.01%
16,614
+6,458
+64% +$146K
IHY icon
1852
VanEck International High Yield Bond ETF
IHY
$43.4M
$288K ﹤0.01%
11,121
-181
-2% -$4.54K
CFR icon
1853
Cullen/Frost Bankers
CFR
$10.2B
$287K ﹤0.01%
3,299
-2,205
-40% -$173K
PPBI
1854
DELISTED
Pacific Premier Bancorp
PPBI
$287K ﹤0.01%
+9,172
New +$255K
WWD icon
1855
Woodward
WWD
$21.4B
$287K ﹤0.01%
2,359
-8,176
-78% -$830K
TUP
1856
DELISTED
Tupperware Brands Corporation
TUP
$286K ﹤0.01%
8,840
-4,375
-33% -$129K
TPCO
1857
DELISTED
Tribune Publishing Company Common Stock
TPCO
$286K ﹤0.01%
20,898
– –
CBSH icon
1858
Commerce Bancshares
CBSH
$8.5B
$284K ﹤0.01%
5,519
-1,295
-19% -$62.7K
LBRT icon
1859
Liberty Energy
LBRT
$3.25B
$284K ﹤0.01%
27,552
+3,670
+15% +$33.5K
CVNA icon
1860
Carvana
CVNA
$77.9B
$280K ﹤0.01%
5,845
– –
SC
1861
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
$279K ﹤0.01%
12,660
-723
-5% -$15.6K
CNQ icon
1862
Canadian Natural Resources
CNQ
$93.8B
$278K ﹤0.01%
23,561
-7,173
-23% -$72.1K
ESNT icon
1863
Essent Group
ESNT
$6.33B
$277K ﹤0.01%
6,415
-47,459
-88% -$2.05M
KKR icon
1864
KKR & Co
KKR
$92.3B
$277K ﹤0.01%
+6,838
New +$258K
VTOL icon
1865
Bristow Group
VTOL
$1.36B
$276K ﹤0.01%
10,478
-21
-0.2% -$512
RDFN
1866
DELISTED
Redfin
RDFN
$274K ﹤0.01%
+3,992
New +$213K
DKNG icon
1867
DraftKings
DKNG
$11.9B
$272K ﹤0.01%
+5,832
New +$278K
BSD
1868
DELISTED
The BlackRock Strategic Municipal Trust
BSD
$272K ﹤0.01%
19,031
-2,145
-10% -$29.6K
LMNX
1869
DELISTED
Luminex Corp
LMNX
$271K ﹤0.01%
+11,710
New +$272K
BTT icon
1870
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$270K ﹤0.01%
10,503
-323
-3% -$8.1K
HMC icon
1871
Honda
HMC
$41.3B
$269K ﹤0.01%
9,536
-764
-7% -$20.6K
SMFG icon
1872
Sumitomo Mitsui Financial
SMFG
$164B
$266K ﹤0.01%
43,179
+22,006
+104% +$129K
HPP
1873
Hudson Pacific Properties
HPP
$779M
$265K ﹤0.01%
1,577
-11
-0.7% -$1.81K
EQNR icon
1874
Equinor
EQNR
$92.4B
$264K ﹤0.01%
16,044
-4,954
-24% -$74.9K
FAX
1875
abrdn Asia-Pacific Income Fund
FAX
$600M
$264K ﹤0.01%
+9,904
New +$245K
73 74
75
76 77

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.