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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VG
1851
DELISTED
Vonage Holdings Corporation
VG
$125K ﹤0.01%
12,246
-2,066
-14% -$22.9K
DSE
1852
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
$124K ﹤0.01%
35,523
-19,234
-35% -$87.7K
LFC
1853
DELISTED
China Life Insurance Company Ltd.
LFC
$123K ﹤0.01%
+10,878
New +$130K
IVR icon
1854
Invesco Mortgage Capital
IVR
$805M
$120K ﹤0.01%
4,427
-560
-11% -$17.3K
SMFG icon
1855
Sumitomo Mitsui Financial
SMFG
$164B
$118K ﹤0.01%
+21,173
New +$121K
TGNA
1856
DELISTED
TEGNA Inc
TGNA
$118K ﹤0.01%
+10,082
New +$120K
LADR
1857
Ladder Capital
LADR
$1.24B
$116K ﹤0.01%
16,266
-4,818
-23% -$36.2K
MTUS icon
1858
Metallus
MTUS
$898M
$114K ﹤0.01%
32,021
+16,728
+109% +$64.2K
PBI icon
1859
Pitney Bowes
PBI
$2.39B
$113K ﹤0.01%
21,287
+11,172
+110% +$51.6K
TEF
1860
DELISTED
Telefonica
TEF
$113K ﹤0.01%
38,982
+8,783
+29% +$30.9K
SEI
1861
Solaris Energy Infrastructure
SEI
$3.82B
$113K ﹤0.01%
17,777
-39
-0.2% -$286
HOLI
1862
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
$113K ﹤0.01%
+10,257
New +$122K
BAK icon
1863
Braskem
BAK
$913M
$110K ﹤0.01%
14,785
-74
-0.5% -$636
CNR
1864
Core Natural Resources Inc
CNR
$4.45B
$108K ﹤0.01%
24,474
+12,787
+109% +$66.9K
CEN
1865
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$108K ﹤0.01%
14,561
-6,354
-30% -$53K
OVV icon
1866
Ovintiv
OVV
$16.4B
$106K ﹤0.01%
12,951
-93
-0.7% -$959
TALO icon
1867
Talos Energy
TALO
$2.4B
$106K ﹤0.01%
16,482
-6,509
-28% -$47.7K
FLR icon
1868
Fluor
FLR
$7.96B
$101K ﹤0.01%
11,551
-719
-6% -$7.57K
AUD
1869
DELISTED
Audacy, Inc.
AUD
$101K ﹤0.01%
62,605
-14,437
-19% -$21.6K
MAC icon
1870
Macerich
MAC
$6.92B
$100K ﹤0.01%
14,756
+628
+4% +$4.93K
TDW icon
1871
Tidewater
TDW
$4.12B
$100K ﹤0.01%
14,916
-4,066
-21% -$26.7K
DNOW icon
1872
DNOW Inc
DNOW
$2.99B
$99K ﹤0.01%
21,730
+11,352
+109% +$86.2K
PARR icon
1873
Par Pacific Holdings
PARR
$3.32B
$95K ﹤0.01%
13,992
-6,023
-30% -$49.9K
GEL icon
1874
Genesis Energy
GEL
$1.84B
$94K ﹤0.01%
20,967
-573
-3% -$3.36K
DBD
1875
DELISTED
Diebold Nixdorf Incorporated
DBD
$93K ﹤0.01%
12,173
-6,437
-35% -$47.3K
73 74
75
76 77

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.