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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESI icon
1851
Element Solutions
ESI
$9.48B
$285K ﹤0.01%
24,368
-2,180
-8% -$24.1K
NSP icon
1852
Insperity
NSP
$1.99B
$285K ﹤0.01%
3,319
-6,077
-65% -$529K
ZS icon
1853
Zscaler
ZS
$26.1B
$284K ﹤0.01%
6,100
-1,018
-14% -$47.2K
NDP
1854
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$284K ﹤0.01%
8,184
-5,103
-38% -$160K
IHG icon
1855
InterContinental Hotels
IHG
$23.4B
$283K ﹤0.01%
4,126
-621
-13% -$38.7K
LYG icon
1856
Lloyds Banking Group
LYG
$91.3B
$282K ﹤0.01%
85,005
-13,342
-14% -$40.4K
PEO
1857
Adams Natural Resources Fund
PEO
$731M
$281K ﹤0.01%
17,723
-16,017
-47% -$245K
PFL
1858
PIMCO Income Strategy Fund
PFL
$385M
$281K ﹤0.01%
23,677
-247
-1% -$2.88K
STLA icon
1859
Stellantis
STLA
$21.7B
$281K ﹤0.01%
19,132
+3,220
+20% +$46.6K
AVNT icon
1860
Avient
AVNT
$3.49B
$280K ﹤0.01%
+7,607
New +$248K
BGSF icon
1861
BGSF Inc
BGSF
$60.1M
$278K ﹤0.01%
12,687
-12,908
-50% -$263K
GFF icon
1862
Griffon
GFF
$4.24B
$278K ﹤0.01%
13,660
-27,177
-67% -$571K
BREW
1863
DELISTED
Craft Brew Alliance, Inc.
BREW
$277K ﹤0.01%
+16,810
New +$210K
BOLD
1864
DELISTED
Audentes Therapeutics, Inc
BOLD
$276K ﹤0.01%
+4,609
New +$173K
EFOR
1865
Everforth Inc
EFOR
$1.21B
$275K ﹤0.01%
3,868
-8,311
-68% -$543K
GPRE icon
1866
Green Plains
GPRE
$1.2B
$274K ﹤0.01%
17,771
-10,748
-38% -$146K
RRGB icon
1867
Red Robin
RRGB
$150M
$274K ﹤0.01%
8,292
-2,770
-25% -$81.8K
UHAL icon
1868
U-Haul Holding Co
UHAL
$14.4B
$274K ﹤0.01%
7,290
-29,900
-80% -$1.13M
RILY icon
1869
BRC Group Holdings
RILY
$303M
$273K ﹤0.01%
10,825
-1,328
-11% -$34.9K
TNDM icon
1870
Tandem Diabetes Care
TNDM
$1.42B
$273K ﹤0.01%
4,577
+854
+23% +$52.7K
SUM
1871
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$273K ﹤0.01%
11,635
-662
-5% -$15K
AHRT
1872
AH Realty Trust
AHRT
$540M
$272K ﹤0.01%
14,836
-6,704
-31% -$122K
ANIP icon
1873
ANI Pharmaceuticals
ANIP
$1.81B
$272K ﹤0.01%
+4,415
New +$292K
HZO icon
1874
MarineMax
HZO
$795M
$272K ﹤0.01%
16,315
+655
+4% +$10.7K
MT icon
1875
ArcelorMittal
MT
$56.4B
$272K ﹤0.01%
15,499
-5,040
-25% -$81.7K
73 74
75
76 77

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AIM
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.