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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
(-0.85%)
Cap. Flow
-$2.32B
Cap. Flow
% of AUM
-5.5%
Top 10 Holdings %
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$859M |
| 2 |
Apple
AAPL
|
+$61.2M |
| 3 |
Norwegian Cruise Line
NCLH
|
+$56M |
| 4 |
Vertex Pharmaceuticals
VRTX
|
+$55.7M |
| 5 |
EVHC
Envision Healthcare Holdings Inc
EVHC
|
+$40.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$106M |
| 2 |
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
|
+$84.5M |
| 3 |
BCR
CR Bard Inc.
BCR
|
+$53.6M |
| 4 |
Applied Materials
AMAT
|
+$37.5M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$37.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.48% |
| 2 | Financials | 12.95% |
| 3 | Healthcare | 12.03% |
| 4 | Industrials | 10.73% |
| 5 | Consumer Discretionary | 10.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1851
Flotek Industries
FTK
$852M
| $1.52M | ﹤0.01% |
54,221
+52,265
| +2,672% | +$1.49M |
|
|
LCI
1852
DELISTED
Lannett Company, Inc.
LCI
| $1.52M | ﹤0.01% |
16,321
-293
| -2% | -$28.6K |
|
|
BWG
1853
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$130M
| $1.51M | ﹤0.01% |
118,557
+38,064
| +47% | +$494K |
|
|
TSE
1854
DELISTED
Trinseo
TSE
| $1.51M | ﹤0.01% |
20,847
+1,318
| +7% | +$93.9K |
|
1855
Forward Air
FWRD
$444M
| $1.51M | ﹤0.01% |
26,263
+17,369
| +195% | +$993K |
|
|
WEA
1856
Western Asset Premier Bond Fund
WEA
$124M
| $1.5M | ﹤0.01% |
108,999
+14,711
| +16% | +$203K |
|
|
NP
1857
DELISTED
Neenah, Inc. Common Stock
NP
| $1.5M | ﹤0.01% |
16,547
-370
| -2% | -$32.4K |
|
|
CVSA
1858
Covista Inc
CVSA
$4.25B
| $1.5M | ﹤0.01% |
35,641
-18,259
| -34% | -$716K |
|
1859
Alamo Group
ALG
$1.94B
| $1.49M | ﹤0.01% |
+13,235
| New | +$1.48M |
|
1860
Kosmos Energy
KOS
$1.6B
| $1.49M | ﹤0.01% |
216,966
+23,311
| +12% | +$178K |
|
|
CMCM
1861
Cheetah Mobile
CMCM
$86.6M
| $1.48M | ﹤0.01% |
24,563
+3,481
| +17% | +$178K |
|
1862
Grupo Aeroportuario Centro Norte
OMAB
$5.16B
| $1.47M | ﹤0.01% |
35,469
+2,086
| +6% | +$85.5K |
|
|
LSI
1863
DELISTED
Life Storage, Inc.
LSI
| $1.47M | ﹤0.01% |
24,768
-4,326
| -15% | -$249K |
|
1864
Neogen
NEOG
$2.63B
| $1.47M | ﹤0.01% |
47,555
+16,094
| +51% | +$488K |
|
|
TSLF
1865
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
| $1.46M | ﹤0.01% |
86,840
+14,839
| +21% | +$252K |
|
|
SMC
1866
Summit Midstream
SMC
$426M
| $1.46M | ﹤0.01% |
4,759
+1,822
| +62% | +$551K |
|
1867
OFG Bancorp
OFG
$2.23B
| $1.46M | ﹤0.01% |
155,559
+54,743
| +54% | +$491K |
|
1868
EXL Service
EXLS
$5.14B
| $1.46M | ﹤0.01% |
+121,045
| New | +$1.48M |
|
1869
BWX Technologies
BWXT
$15.5B
| $1.46M | ﹤0.01% |
24,113
-11,047
| -31% | -$666K |
|
1870
BlackRock Enhanced International Dividend Trust
BGY
$524M
| $1.46M | ﹤0.01% |
223,277
+65,671
| +42% | +$430K |
|
|
MPT
1871
Medical Properties Trust
MPT
$2.77B
| $1.46M | ﹤0.01% |
105,697
-98,580
| -48% | -$1.33M |
|
1872
Hanmi Financial
HAFC
$945M
| $1.45M | ﹤0.01% |
47,832
-29,980
| -39% | -$925K |
|
|
PES
1873
DELISTED
Pioneer Energy Services Corp.
PES
| $1.45M | ﹤0.01% |
475,868
+412,181
| +647% | +$901K |
|
1874
PTC Therapeutics
PTCT
$5.68B
| $1.45M | ﹤0.01% |
+86,908
| New | +$1.47M |
|
1875
Comfort Systems
FIX
$60.9B
| $1.45M | ﹤0.01% |
+33,085
| New | +$1.35M |
|
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Guggenheim Capital's Q4 2017 Portfolio in Review
As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.
Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.
- Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
- Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
- Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
- Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
- Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
- Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
- Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.
Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.