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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLCE icon
1851
Children's Place
PLCE
$54.3M
$1.51M ﹤0.01%
12,761
-10,450
-45% -$1.12M
SSYS icon
1852
Stratasys
SSYS
$679M
$1.5M ﹤0.01%
64,889
-11,145
-15% -$258K
MYE icon
1853
Myers Industries
MYE
$1.29B
$1.5M ﹤0.01%
71,558
-17,582
-20% -$323K
VTOL icon
1854
Bristow Group
VTOL
$1.34B
$1.5M ﹤0.01%
66,972
+11,236
+20% +$214K
DATA
1855
DELISTED
Tableau Software, Inc.
DATA
$1.5M ﹤0.01%
20,019
-583
-3% -$40.5K
PLAY icon
1856
Dave & Buster's
PLAY
$377M
$1.5M ﹤0.01%
28,501
+467
+2% +$27.8K
NBW
1857
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
$1.5M ﹤0.01%
106,171
-19,479
-16% -$279K
TVRD
1858
Tvardi Therapeutics
TVRD
$19.7M
$1.49M ﹤0.01%
+3,027
New +$1.52M
NUAN
1859
DELISTED
Nuance Communications, Inc.
NUAN
$1.49M ﹤0.01%
109,324
-74,867
-41% -$1.07M
CAVM
1860
DELISTED
Cavium, Inc.
CAVM
$1.49M ﹤0.01%
22,581
-7,993
-26% -$506K
OMAB icon
1861
Grupo Aeroportuario Centro Norte
OMAB
$5.16B
$1.48M ﹤0.01%
33,383
+4,675
+16% +$227K
EVJ
1862
DELISTED
Eaton Vance New Jersey Municipal Income Trust
EVJ
$1.48M ﹤0.01%
122,880
-1,272
-1% -$15.6K
SHI
1863
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
$1.48M ﹤0.01%
24,736
+17,822
+258% +$1.05M
MMSI icon
1864
Merit Medical Systems
MMSI
$5.08B
$1.48M ﹤0.01%
34,920
-29,928
-46% -$1.21M
BLKB icon
1865
Blackbaud
BLKB
$1.94B
$1.47M ﹤0.01%
16,755
-174
-1% -$15K
JRS icon
1866
Nuveen Real Estate Income Fund
JRS
$249M
$1.47M ﹤0.01%
131,848
+32,877
+33% +$368K
RMBS icon
1867
Rambus
RMBS
$9.87B
$1.46M ﹤0.01%
109,585
-19,678
-15% -$253K
COKE icon
1868
Coca-Cola Consolidated
COKE
$12.5B
$1.46M ﹤0.01%
67,580
-3,700
-5% -$81.7K
TTM
1869
DELISTED
Tata Motors Limited
TTM
$1.45M ﹤0.01%
46,376
+4,153
+10% +$134K
NP
1870
DELISTED
Neenah, Inc. Common Stock
NP
$1.45M ﹤0.01%
16,917
-387
-2% -$30.7K
ASB icon
1871
Associated Banc-Corp
ASB
$5.83B
$1.45M ﹤0.01%
59,696
-5,933
-9% -$138K
MINI
1872
DELISTED
Mobile Mini Inc
MINI
$1.45M ﹤0.01%
41,919
-3,041
-7% -$93.3K
WIX icon
1873
WIX.com
WIX
$2.3B
$1.44M ﹤0.01%
20,010
+13,010
+186% +$865K
JMLP
1874
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
$1.43M ﹤0.01%
160,563
+76,087
+90% +$664K
PAM icon
1875
Pampa Energía
PAM
$4.75B
$1.43M ﹤0.01%
22,005
+448
+2% +$26.3K
73 74
75
76 77

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.