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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CATM
1851
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$1.49M ﹤0.01%
31,772
-3,458
-10% -$170K
MYF
1852
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
$1.48M ﹤0.01%
97,035
-7,121
-7% -$109K
AEO icon
1853
American Eagle Outfitters
AEO
$2.99B
$1.48M ﹤0.01%
105,476
-43,266
-29% -$643K
VLT icon
1854
Invesco High Income Trust II
VLT
$65.1M
$1.48M ﹤0.01%
102,531
-34,648
-25% -$501K
WPX
1855
DELISTED
WPX Energy, Inc.
WPX
$1.47M ﹤0.01%
110,114
-13,181
-11% -$176K
HIE
1856
DELISTED
Miller/Howard High Income Equity Fund
HIE
$1.47M ﹤0.01%
109,768
+54,978
+100% +$715K
NX icon
1857
Quanex
NX
$883M
$1.47M ﹤0.01%
72,524
-8,251
-10% -$164K
FHY
1858
DELISTED
First Trust Strategic High
FHY
$1.46M ﹤0.01%
112,353
-46,875
-29% -$595K
LNW
1859
DELISTED
Light & Wonder
LNW
$1.46M ﹤0.01%
61,830
-14,782
-19% -$285K
SLCA
1860
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$1.46M ﹤0.01%
30,433
-18,303
-38% -$980K
BSMX
1861
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
$1.46M ﹤0.01%
161,690
-9,972
-6% -$75.8K
NPKI
1862
NPK International
NPKI
$1.12B
$1.46M ﹤0.01%
180,187
+8,158
+5% +$62.7K
WRLD icon
1863
World Acceptance Corp
WRLD
$877M
$1.46M ﹤0.01%
28,155
-5,301
-16% -$285K
RQI icon
1864
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$1.45M ﹤0.01%
118,274
-54,791
-32% -$691K
SLF icon
1865
Sun Life Financial
SLF
$45.7B
$1.45M ﹤0.01%
39,770
-11,043
-22% -$420K
ONB icon
1866
Old National Bancorp
ONB
$10.3B
$1.45M ﹤0.01%
83,641
-17,333
-17% -$310K
WPP icon
1867
WPP
WPP
$4.39B
$1.45M ﹤0.01%
13,252
-2,184
-14% -$245K
AM
1868
DELISTED
ANTERO MIDSTREAM PARTNERS LP
AM
$1.45M ﹤0.01%
43,702
-7,225
-14% -$246K
AVAL icon
1869
Grupo Aval
AVAL
$6.22B
$1.45M ﹤0.01%
177,326
+88,983
+101% +$717K
SNBR
1870
DELISTED
Sleep Number
SNBR
$1.45M ﹤0.01%
58,321
-8,053
-12% -$181K
LBRDA icon
1871
Liberty Broadband Class A
LBRDA
$4.86B
$1.45M ﹤0.01%
16,980
-663
-4% -$54.4K
RNG icon
1872
RingCentral
RNG
$4.81B
$1.44M ﹤0.01%
51,013
-14,442
-22% -$357K
KOS icon
1873
Kosmos Energy
KOS
$1.5B
$1.44M ﹤0.01%
216,708
+5,664
+3% +$35.6K
MBUU icon
1874
Malibu Boats
MBUU
$548M
$1.44M ﹤0.01%
64,272
-7,675
-11% -$155K
NDP
1875
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$1.44M ﹤0.01%
10,931
-458
-4% -$60K
73 74
75
76 77

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.