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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DEM icon
1851
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$1.57M ﹤0.01%
+42,097
New +$1.57M
CVE icon
1852
Cenovus Energy
CVE
$52.1B
$1.57M ﹤0.01%
103,835
-35,375
-25% -$533K
FET icon
1853
Forum Energy Technologies
FET
$835M
$1.56M ﹤0.01%
3,541
+2,043
+136% +$854K
BGX
1854
Blackstone Long-Short Credit Income Fund
BGX
$138M
$1.55M ﹤0.01%
+97,666
New +$1.51M
RNP icon
1855
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
$1.55M ﹤0.01%
81,388
-15,222
-16% -$286K
VRTU
1856
DELISTED
Virtusa Corporation
VRTU
$1.55M ﹤0.01%
61,889
+32,801
+113% +$724K
FLEX icon
1857
Flex
FLEX
$44.8B
$1.55M ﹤0.01%
143,416
-1,506
-1% -$16.1K
MYF
1858
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
$1.55M ﹤0.01%
104,156
+22,349
+27% +$344K
QUAD icon
1859
Quad
QUAD
$525M
$1.55M ﹤0.01%
57,739
+22,131
+62% +$573K
NWE icon
1860
NorthWestern Energy
NWE
$4.43B
$1.55M ﹤0.01%
27,268
-4,725
-15% -$266K
BPL
1861
DELISTED
Buckeye Partners, L.P.
BPL
$1.55M ﹤0.01%
23,386
+1,134
+5% +$74.8K
ZUMZ icon
1862
Zumiez
ZUMZ
$339M
$1.54M ﹤0.01%
70,682
-22,528
-24% -$522K
CVG
1863
DELISTED
Convergys
CVG
$1.54M ﹤0.01%
62,870
-538,141
-90% -$14.5M
ALGT icon
1864
Allegiant Air
ALGT
$2.57B
$1.54M ﹤0.01%
9,259
-1,408
-13% -$220K
GTY
1865
Getty Realty Corp
GTY
$2.07B
$1.54M ﹤0.01%
60,400
+47,410
+365% +$1.11M
WD icon
1866
Walker & Dunlop
WD
$1.53B
$1.53M ﹤0.01%
49,122
-28,071
-36% -$787K
MDRX
1867
DELISTED
Veradigm Inc. Common Stock
MDRX
$1.53M ﹤0.01%
149,708
+6,301
+4% +$71.9K
NP
1868
DELISTED
Neenah, Inc. Common Stock
NP
$1.53M ﹤0.01%
17,950
+900
+5% +$74.6K
FOLD
1869
DELISTED
Amicus Therapeutics
FOLD
$1.52M ﹤0.01%
+306,205
New +$2.12M
TTM
1870
DELISTED
Tata Motors Limited
TTM
$1.52M ﹤0.01%
44,233
+8,470
+24% +$312K
QUAL icon
1871
iShares MSCI USA Quality Factor ETF
QUAL
$47.9B
$1.52M ﹤0.01%
+21,989
New +$1.49M
JPC icon
1872
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$1.51M ﹤0.01%
153,367
+18,786
+14% +$180K
SCS
1873
DELISTED
Steelcase
SCS
$1.51M ﹤0.01%
84,345
-15,203
-15% -$229K
VOYA icon
1874
Voya Financial
VOYA
$9.19B
$1.5M ﹤0.01%
38,327
+11,189
+41% +$394K
NDP
1875
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$1.5M ﹤0.01%
11,389
-696
-6% -$87.9K
73 74
75
76 77

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.