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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+6.38%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.1B
AUM Growth
+$306M
(+0.96%)
Cap. Flow
-$1.13B
Cap. Flow
% of AUM
-3.5%
Top 10 Holdings %
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,157
Reduced
1,531
Closed
143
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fortive
FTV
|
+$39.8M |
| 2 |
Cooper Companies
COO
|
+$29.5M |
| 3 |
Mettler-Toledo International
MTD
|
+$29.1M |
| 4 |
Albemarle
ALB
|
+$25M |
| 5 |
Alliant Energy
LNT
|
+$23.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DRII
DIAMOND RESORTS INTL, INC
DRII
|
+$283M |
| 2 |
TotalEnergies
TTE
|
+$80.2M |
| 3 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$57.3M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$36.4M |
| 5 |
GAS
AGL Resources Inc
GAS
|
+$36.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Healthcare | 11.67% |
| 3 | Financials | 11.21% |
| 4 | Industrials | 10.39% |
| 5 | Consumer Discretionary | 10.05% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ECOL
1851
DELISTED
US Ecology, Inc.
ECOL
| $1.41M | ﹤0.01% |
31,508
-3,889
| -11% | -$175K |
|
|
LCI
1852
DELISTED
Lannett Company, Inc.
LCI
| $1.41M | ﹤0.01% |
13,284
-1,872
| -12% | -$229K |
|
1853
Allegiant Air
ALGT
$2.79B
| $1.41M | ﹤0.01% |
10,667
-5,504
| -34% | -$748K |
|
|
CVGW
1854
DELISTED
Calavo Growers
CVGW
| $1.41M | ﹤0.01% |
21,490
-2,741
| -11% | -$178K |
|
|
NVO
1855
Novo Nordisk
NVO
$197B
| $1.41M | ﹤0.01% |
67,586
+9,396
| +16% | +$233K |
|
1856
ICU Medical
ICUI
$4.16B
| $1.4M | ﹤0.01% |
11,077
-8,487
| -43% | -$1.02M |
|
1857
Southern Copper
SCCO
$164B
| $1.4M | ﹤0.01% |
57,394
+20,314
| +55% | +$490K |
|
1858
AAR Corp
AIR
$5.86B
| $1.4M | ﹤0.01% |
44,622
-193
| -0.4% | -$4.91K |
|
1859
Applied Industrial Technologies
AIT
$13.2B
| $1.4M | ﹤0.01% |
29,903
+502
| +2% | +$23.4K |
|
1860
Neogen
NEOG
$2.49B
| $1.4M | ﹤0.01% |
66,565
-8,400
| -11% | -$180K |
|
|
TEN
1861
Tsakos Energy Navigation Ltd
TEN
$1.15B
| $1.4M | ﹤0.01% |
57,907
+25,692
| +80% | +$643K |
|
|
SYT
1862
DELISTED
Syngenta Ag
SYT
| $1.39M | ﹤0.01% |
15,863
-20,711
| -57% | -$1.71M |
|
|
SBW
1863
DELISTED
Western Asset Worldwide Income
SBW
| $1.39M | ﹤0.01% |
119,400
+45,232
| +61% | +$521K |
|
|
SCS
1864
DELISTED
Steelcase
SCS
| $1.38M | ﹤0.01% |
+99,548
| New | +$1.42M |
|
1865
Buckle
BKE
$2.34B
| $1.38M | ﹤0.01% |
57,536
-8,087
| -12% | -$209K |
|
|
MYF
1866
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
| $1.38M | ﹤0.01% |
+81,807
| New | +$1.38M |
|
1867
Cato Corp
CATO
$68.5M
| $1.38M | ﹤0.01% |
+42,015
| New | +$1.45M |
|
1868
Plains GP Holdings
PAGP
$4.96B
| $1.38M | ﹤0.01% |
40,078
+14,684
| +58% | +$443K |
|
1869
Rambus
RMBS
$10.6B
| $1.38M | ﹤0.01% |
110,440
-10,238
| -8% | -$135K |
|
1870
Telus
TU
$15.4B
| $1.38M | ﹤0.01% |
+83,686
| New | +$1.38M |
|
|
PPS
1871
DELISTED
Post Properties
PPS
| $1.38M | ﹤0.01% |
20,808
+5,955
| +40% | +$385K |
|
1872
Group 1 Automotive
GPI
$3.31B
| $1.37M | ﹤0.01% |
21,498
-457
| -2% | -$27K |
|
|
NFBK
1873
DELISTED
Northfield Bancorp
NFBK
| $1.37M | ﹤0.01% |
85,269
-11,100
| -12% | -$172K |
|
1874
Kopin
KOPN
$732M
| $1.37M | ﹤0.01% |
628,981
-82,989
| -12% | -$185K |
|
|
AVG
1875
DELISTED
AVG Technologies N.V.
AVG
| $1.37M | ﹤0.01% |
54,823
+13,435
| +32% | +$330K |
|
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Guggenheim Capital's Q3 2016 Portfolio in Review
As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.
Guggenheim Capital withdrew a net $1.13B in Q3 2016, closing 143 positions and reducing 1,531 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.
- Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
- Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
- Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
- Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
- Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
- Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
- Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.
Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.