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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$122M
Cap. Flow %
-0.31%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEBO icon
1851
Peoples Bancorp
PEBO
$1.47B
$1.73M ﹤0.01%
66,498
+19,811
+42% +$493K
NBH
1852
Neuberger Municipal Fund Inc
NBH
$304M
$1.72M ﹤0.01%
110,377
-71,113
-39% -$1.1M
BMI icon
1853
Badger Meter
BMI
$4.04B
$1.72M ﹤0.01%
58,048
+1,822
+3% +$49.9K
INVX
1854
Innovex International
INVX
$1.99B
$1.72M ﹤0.01%
22,427
-59,513
-73% -$4.96M
EXD
1855
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$1.72M ﹤0.01%
135,469
-18,551
-12% -$252K
BFY
1856
DELISTED
BlackRock New York Municipal Income Trust II
BFY
$1.72M ﹤0.01%
117,192
+7,090
+6% +$101K
PAAS icon
1857
Pan American Silver
PAAS
$21.5B
$1.72M ﹤0.01%
186,577
+52,458
+39% +$523K
SNDA icon
1858
Sonida Senior Living
SNDA
$1.9B
$1.72M ﹤0.01%
4,595
-822
-15% -$290K
LFUS icon
1859
Littelfuse
LFUS
$11.7B
$1.72M ﹤0.01%
17,750
-19,846
-53% -$1.84M
CBR
1860
DELISTED
CIBER Inc.
CBR
$1.72M ﹤0.01%
483,254
-45,516
-9% -$147K
RUSHA icon
1861
Rush Enterprises Class A
RUSHA
$6.29B
$1.72M ﹤0.01%
+120,380
New +$1.85M
PNK
1862
DELISTED
Pinnacle Entertainment Inc.
PNK
$1.72M ﹤0.01%
77,085
+45,113
+141% +$1.05M
RRX icon
1863
Regal Rexnord
RRX
$11.9B
$1.71M ﹤0.01%
22,730
-1,594
-7% -$112K
SONC
1864
DELISTED
Sonic Corp
SONC
$1.71M ﹤0.01%
62,740
-35,552
-36% -$901K
AMCC
1865
DELISTED
Applied Micro Circuits Corporation New
AMCC
$1.71M ﹤0.01%
261,866
+16,013
+7% +$102K
TAST
1866
DELISTED
Carrols Restaurant Group, Inc.
TAST
$1.71M ﹤0.01%
223,520
-19,054
-8% -$142K
WCIC
1867
DELISTED
WCI Communities, Inc.
WCIC
$1.7M ﹤0.01%
86,839
-4,415
-5% -$82.1K
FULT icon
1868
Fulton Financial
FULT
$4.65B
$1.7M ﹤0.01%
137,422
+57,632
+72% +$679K
PCTY icon
1869
Paylocity
PCTY
$8.17B
$1.7M ﹤0.01%
64,967
-14,027
-18% -$352K
ALDW
1870
DELISTED
Alon USA Partners LP
ALDW
$1.7M ﹤0.01%
131,521
+21,467
+20% +$360K
NWPX icon
1871
NWPX Infrastructure Inc
NWPX
$1.16B
$1.7M ﹤0.01%
56,288
-3,540
-6% -$114K
FDUS icon
1872
Fidus Investment
FDUS
$773M
$1.7M ﹤0.01%
114,170
+16,724
+17% +$269K
FOE
1873
DELISTED
Ferro Corporation
FOE
$1.69M ﹤0.01%
130,612
-9,406
-7% -$124K
ARPI
1874
DELISTED
AMERICAN RESIDENTIAL PPTYS INC COM
ARPI
$1.69M ﹤0.01%
96,307
+4,520
+5% +$81.4K
GLDD
1875
DELISTED
Great Lakes Dredge & Dock
GLDD
$1.69M ﹤0.01%
197,568
-21,467
-10% -$156K
73 74
75
76 77

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.