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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATHN
1851
DELISTED
Athenahealth, Inc.
ATHN
$1.75M ﹤0.01%
13,298
-171
-1% -$22.5K
NPKI
1852
NPK International
NPKI
$1.15B
$1.75M ﹤0.01%
140,340
-35,356
-20% -$436K
AMSG
1853
DELISTED
Amsurg Corp
AMSG
$1.74M ﹤0.01%
34,834
-8,159
-19% -$407K
NUJ
1854
DELISTED
NUVEEN NEW JERSEY DIV ADVTG MUNI FD 2
NUJ
$1.74M ﹤0.01%
132,680
-19,567
-13% -$259K
SOHU
1855
Sohu.com
SOHU
$368M
$1.74M ﹤0.01%
34,685
-1,542
-4% -$87.2K
YDKN
1856
DELISTED
Yadkin Financial Corporation
YDKN
$1.74M ﹤0.01%
95,936
+10,552
+12% +$198K
ENV
1857
DELISTED
ENVESTNET, INC.
ENV
$1.74M ﹤0.01%
38,706
-9,578
-20% -$439K
KT icon
1858
KT
KT
$8.83B
$1.74M ﹤0.01%
107,293
-195,614
-65% -$3.16M
IRDM icon
1859
Iridium Communications
IRDM
$5.12B
$1.74M ﹤0.01%
196,451
-64,973
-25% -$563K
KHI
1860
DELISTED
Deutsche High Income Trust
KHI
$1.74M ﹤0.01%
194,279
-4,351
-2% -$39.8K
GIII icon
1861
G-III Apparel Group
GIII
$1.51B
$1.74M ﹤0.01%
41,910
-6,404
-13% -$262K
GOL
1862
CALL
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$1.74M ﹤0.01%
180,500
-53,800
-23% -$644K
BMA icon
1863
Banco Macro
BMA
$5.51B
$1.74M ﹤0.01%
43,809
+3,634
+9% +$142K
CNOB icon
1864
Center Bancorp
CNOB
$1.8B
$1.74M ﹤0.01%
+91,066
New +$1.76M
TRNX
1865
DELISTED
TORNIER N V SHARES (NLD)
TRNX
$1.74M ﹤0.01%
72,606
-12,522
-15% -$280K
HLT icon
1866
Hilton Worldwide
HLT
$72.5B
$1.73M ﹤0.01%
23,465
-14,266
-38% -$1.06M
HCT
1867
DELISTED
AMRICAN RLTY CAP HEALTHCARE TRUST INC. COMMON STOCK
HCT
$1.73M ﹤0.01%
+165,259
New +$1.78M
BLE
1868
DELISTED
BlackRock Municipal Income Trust II
BLE
$1.73M ﹤0.01%
120,613
-10,771
-8% -$155K
BNK
1869
DELISTED
C1 FINL INC COM STK (FL)
BNK
$1.73M ﹤0.01%
+95,508
New +$1.68M
SRCE icon
1870
1st Source
SRCE
$2.15B
$1.73M ﹤0.01%
66,794
-11,879
-15% -$319K
TIMB icon
1871
TIM SA
TIMB
$8.85B
$1.73M ﹤0.01%
65,868
-7,234
-10% -$196K
SNDA icon
1872
Sonida Senior Living
SNDA
$1.91B
$1.73M ﹤0.01%
5,417
-576
-10% -$201K
TAST
1873
DELISTED
Carrols Restaurant Group, Inc.
TAST
$1.72M ﹤0.01%
242,574
-54,962
-18% -$397K
KELYA icon
1874
Kelly Services Class A
KELYA
$542M
$1.72M ﹤0.01%
109,806
-2,400
-2% -$39.7K
CXO
1875
DELISTED
CONCHO RESOURCES INC.
CXO
$1.72M ﹤0.01%
13,729
-15,528
-53% -$2.13M
73 74
75
76 77

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.