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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-2.75%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.6B
AUM Growth
-$2.54B
Cap. Flow
-$1.56B
Cap. Flow %
-9.38%
Top 10 Hldgs %
15.34%
Holding
2,234
New
132
Increased
1,075
Reduced
882
Closed
118

Top Buys

Rank Stock Value
1
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$58.2M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$14.2M
3
CEG icon
Constellation Energy
CEG
+$11.5M
4
OGE icon
OGE Energy
OGE
+$11.4M
5
ODFL icon
Old Dominion Freight Line
ODFL
+$9.46M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$250M
2
AAPL icon
Apple
AAPL
+$129M
3
MSFT icon
Microsoft
MSFT
+$99.5M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$70.6M
5
AMZN icon
Amazon
AMZN
+$68M

Sector Composition

Rank Sector Weight
1 Technology 17.91%
2 Financials 16.31%
3 Healthcare 9.8%
4 Consumer Discretionary 8.23%
5 Real Estate 7.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LAZ icon
1826
Lazard
LAZ
$4.31B
$343K ﹤0.01%
9,956
-47
-0.5% -$1.82K
APAM icon
1827
Artisan Partners
APAM
$3.02B
$342K ﹤0.01%
+8,707
New +$354K
PPC icon
1828
Pilgrim's Pride
PPC
$6.54B
$342K ﹤0.01%
13,619
+3,714
+37% +$96.4K
GSY icon
1829
Invesco Ultra Short Duration ETF
GSY
$3.9B
$336K ﹤0.01%
6,750
– –
RILY icon
1830
BRC Group Holdings
RILY
$289M
$334K ﹤0.01%
4,772
-93
-2% -$6.3K
BDN
1831
Brandywine Realty Trust
BDN
$554M
$330K ﹤0.01%
23,378
+2,589
+12% +$35K
HTGC icon
1832
Hercules Capital
HTGC
$3.23B
$330K ﹤0.01%
18,237
+1,176
+7% +$20.6K
TPTX
1833
DELISTED
Turning Point Therapeutics, Inc. Common Stock
TPTX
$330K ﹤0.01%
12,307
+504
+4% +$16.9K
ELAN icon
1834
Elanco Animal Health
ELAN
$11.1B
$328K ﹤0.01%
12,573
-6,214
-33% -$165K
CONN
1835
DELISTED
Conn's Inc.
CONN
$328K ﹤0.01%
21,279
+6,349
+43% +$137K
ARCC icon
1836
Ares Capital
ARCC
$14.4B
$326K ﹤0.01%
15,549
+1,081
+7% +$23K
EPRT icon
1837
Essential Properties Realty Trust
EPRT
$6.62B
$326K ﹤0.01%
+12,892
New +$332K
HHH icon
1838
Howard Hughes
HHH
$4.03B
$326K ﹤0.01%
+3,302
New +$304K
VRA icon
1839
Vera Bradley
VRA
$98.7M
$326K ﹤0.01%
42,572
+12,646
+42% +$100K
FEI
1840
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$326K ﹤0.01%
39,482
-35,803
-48% -$280K
BILL icon
1841
BILL Holdings
BILL
$4.78B
$325K ﹤0.01%
1,432
-887
-38% -$185K
CNI icon
1842
Canadian National Railway
CNI
$76.6B
$325K ﹤0.01%
2,422
-822
-25% -$103K
FPF
1843
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$324K ﹤0.01%
14,738
+4,758
+48% +$106K
VCSH icon
1844
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$323K ﹤0.01%
+4,141
New +$329K
FSK icon
1845
FS KKR Capital
FSK
$3.44B
$322K ﹤0.01%
14,123
-695
-5% -$15.4K
MAIN icon
1846
Main Street Capital
MAIN
$5.48B
$322K ﹤0.01%
7,550
+457
+6% +$19.6K
MHO icon
1847
M/I Homes
MHO
$3.84B
$322K ﹤0.01%
7,249
+2,277
+46% +$116K
OCSL icon
1848
Oaktree Specialty Lending
OCSL
$1.14B
$322K ﹤0.01%
14,573
+2,767
+23% +$61.9K
IART icon
1849
Integra LifeSciences
IART
$1.34B
$321K ﹤0.01%
4,996
+495
+11% +$32.6K
NMFC icon
1850
New Mountain Finance
NMFC
$732M
$321K ﹤0.01%
23,175
+1,925
+9% +$26K
72 73
74
75 76

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2022 Portfolio in Review

As of Q1 2022, Guggenheim Capital held 2,234 positions worth $16.6B, down 13% from $19.2B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital withdrew a net $1.56B in Q1 2022, closing 118 positions and reducing 882 holdings. Its most notable exit was iShares Core US Aggregate Bond ETF, an estimated $250M position sold in full.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Gores Holdings IX, Inc. Class A Common Stock worth $58.7M.

  • Guggenheim Capital's largest Q1 2022 buy was Gores Holdings IX, Inc. Class A Common Stock: 5,998,500 shares worth $58.7M.
  • Guggenheim Capital added most to iShares Preferred and Income Securities ETF in Q1 2022, an estimated $14.2M increase.
  • Guggenheim Capital's biggest Q1 2022 reduction was Apple, cutting an estimated $129M.
  • Guggenheim Capital fully exited iShares Core US Aggregate Bond ETF in Q1 2022, selling an estimated $250M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $16.6B portfolio in Q1 2022.
  • Guggenheim Capital opened 132 new positions and closed 118 in Q1 2022.
  • Guggenheim Capital's portfolio value fell 13% quarter-over-quarter to $16.6B.

Based on Guggenheim Capital's 13F filing for Q1 2022, filed 16 May 2022.