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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSTR icon
1826
Strategy Inc
MSTR
$38.4B
$334K ﹤0.01%
6,130
+540
+10% +$37.1K
UVE icon
1827
Universal Insurance Holdings
UVE
$1.23B
$334K ﹤0.01%
19,659
+2,576
+15% +$38.9K
AWP
1828
abrdn Global Premier Properties Fund
AWP
$367M
$333K ﹤0.01%
16,225
+5,998
+59% +$116K
KURA icon
1829
Kura Oncology
KURA
$850M
$333K ﹤0.01%
23,757
+348
+1% +$5.64K
UVV icon
1830
Universal Corp
UVV
$1.27B
$333K ﹤0.01%
6,064
+1,443
+31% +$71.9K
EME icon
1831
Emcor
EME
$36B
$332K ﹤0.01%
2,603
-3,541
-58% -$438K
FSLY icon
1832
Fastly Inc
FSLY
$3.66B
$331K ﹤0.01%
9,349
-193
-2% -$8.39K
ZEUS
1833
DELISTED
Olympic Steel
ZEUS
$330K ﹤0.01%
14,026
-5,777
-29% -$140K
CBRL icon
1834
Cracker Barrel
CBRL
$1.29B
$329K ﹤0.01%
+2,557
New +$341K
SENEA icon
1835
Seneca Foods Class A
SENEA
$1.21B
$329K ﹤0.01%
6,871
-1,331
-16% -$65.5K
SPNT icon
1836
SiriusPoint
SPNT
$2.68B
$328K ﹤0.01%
40,350
+22,328
+124% +$197K
EXTR icon
1837
Extreme Networks
EXTR
$3.15B
$327K ﹤0.01%
+20,816
New +$255K
NESR
1838
National Energy Services Reunited Corp
NESR
$2.93B
$327K ﹤0.01%
34,572
-68,293
-66% -$763K
BOOM icon
1839
DMC Global
BOOM
$157M
$323K ﹤0.01%
8,150
-18,981
-70% -$756K
DMC
1840
Del Monte Corp
DMC
$1.45B
$322K ﹤0.01%
11,684
-1,618
-12% -$47.7K
ALLY icon
1841
Ally Financial
ALLY
$13.3B
$320K ﹤0.01%
6,729
+2,710
+67% +$134K
NTCT icon
1842
NETSCOUT
NTCT
$2.79B
$319K ﹤0.01%
9,658
-11,584
-55% -$351K
MAIN icon
1843
Main Street Capital
MAIN
$5.48B
$318K ﹤0.01%
7,093
-6,234
-47% -$274K
OIS icon
1844
Oil States International
OIS
$491M
$318K ﹤0.01%
63,995
-79,168
-55% -$466K
WD icon
1845
Walker & Dunlop
WD
$1.53B
$318K ﹤0.01%
+2,106
New +$293K
AAN
1846
DELISTED
The Aaron's Company Inc
AAN
$318K ﹤0.01%
12,905
-7,616
-37% -$195K
BTU icon
1847
Peabody Energy
BTU
$2.9B
$317K ﹤0.01%
31,514
+4,345
+16% +$52.8K
KYNB
1848
Kyntra Bio
KYNB
$29.4M
$315K ﹤0.01%
893
+28
+3% +$8.72K
CCS icon
1849
Century Communities
CCS
$2.03B
$314K ﹤0.01%
3,842
-2,394
-38% -$171K
VSTO
1850
DELISTED
Vista Outdoor Inc.
VSTO
$314K ﹤0.01%
6,819
-6,910
-50% -$295K
72 73
74
75 76

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.