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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EIG icon
1826
Employers Holdings
EIG
$889M
$403K ﹤0.01%
+9,352
New +$326K
UVE icon
1827
Universal Insurance Holdings
UVE
$1.23B
$403K ﹤0.01%
28,132
+17,022
+153% +$254K
DDOG icon
1828
Datadog
DDOG
$84B
$401K ﹤0.01%
4,809
+145
+3% +$14K
UA icon
1829
Under Armour Class C
UA
$2.53B
$401K ﹤0.01%
21,704
-3,775
-15% -$66.4K
OII icon
1830
Oceaneering
OII
$4.77B
$400K ﹤0.01%
35,014
+8,662
+33% +$96.1K
FTF
1831
Franklin Limited Duration Income Trust
FTF
$233M
$399K ﹤0.01%
43,449
-54,899
-56% -$513K
IGR
1832
CBRE Global Real Estate Income Fund
IGR
$713M
$399K ﹤0.01%
51,105
-10,053
-16% -$72.7K
AEL
1833
DELISTED
American Equity Investment Life Holding Company
AEL
$399K ﹤0.01%
+12,653
New +$377K
SSP icon
1834
E.W. Scripps
SSP
$304M
$398K ﹤0.01%
+20,666
New +$380K
BNED icon
1835
Barnes & Noble Education
BNED
$443M
$397K ﹤0.01%
488
+295
+153% +$203K
PNTG icon
1836
Pennant Group
PNTG
$1.36B
$397K ﹤0.01%
8,666
-8,132
-48% -$448K
EZPW icon
1837
Ezcorp Inc
EZPW
$1.71B
$396K ﹤0.01%
79,775
+48,249
+153% +$242K
FFWM
1838
DELISTED
First Foundation Inc
FFWM
$396K ﹤0.01%
+16,863
New +$377K
HOLI
1839
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
$396K ﹤0.01%
31,590
+20,922
+196% +$303K
WEX icon
1840
WEX
WEX
$6.31B
$395K ﹤0.01%
1,886
+383
+25% +$80.8K
BGS icon
1841
B&G Foods
BGS
$286M
$393K ﹤0.01%
12,641
-25,883
-67% -$814K
GDOT icon
1842
Green Dot
GDOT
$745M
$393K ﹤0.01%
8,574
-7,162
-46% -$373K
VICR icon
1843
Vicor
VICR
$10.2B
$393K ﹤0.01%
4,625
-4,340
-48% -$409K
ONTO icon
1844
Onto Innovation
ONTO
$15.3B
$389K ﹤0.01%
5,917
-3,663
-38% -$218K
UFCS icon
1845
United Fire Group
UFCS
$1.4B
$388K ﹤0.01%
+11,158
New +$352K
SCSC icon
1846
Scansource
SCSC
$1.12B
$387K ﹤0.01%
+12,932
New +$375K
TFIN icon
1847
Triumph Financial Inc
TFIN
$1.82B
$386K ﹤0.01%
4,990
-4,700
-49% -$327K
MIE
1848
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$386K ﹤0.01%
120,735
-52,872
-30% -$153K
CGO
1849
Calamos Global Total Return Fund
CGO
$130M
$385K ﹤0.01%
25,850
-106,962
-81% -$1.66M
CQP icon
1850
Cheniere Energy
CQP
$31.3B
$385K ﹤0.01%
9,258
-4,200
-31% -$168K
72 73
74
75 76

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.