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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEI
1826
Templeton Emerging Markets Income Fund
TEI
$321M
$307K ﹤0.01%
39,502
-1,274
-3% -$9.64K
EVA
1827
DELISTED
Enviva Inc.
EVA
$307K ﹤0.01%
6,757
+550
+9% +$24K
MTRX icon
1828
Matrix Service
MTRX
$335M
$306K ﹤0.01%
27,765
+9,012
+48% +$83K
WEX icon
1829
WEX
WEX
$6.31B
$306K ﹤0.01%
1,503
-6,725
-82% -$1.13M
LAMR icon
1830
Lamar Advertising Co
LAMR
$16.3B
$305K ﹤0.01%
3,666
+455
+14% +$34K
ICL icon
1831
ICL Group
ICL
$6.85B
$304K ﹤0.01%
60,140
-1,248
-2% -$5.21K
AWI icon
1832
Armstrong World Industries
AWI
$7.84B
$303K ﹤0.01%
4,074
-91
-2% -$6.58K
NJR icon
1833
New Jersey Resources
NJR
$5.58B
$303K ﹤0.01%
8,521
-14,971
-64% -$487K
PRSP
1834
DELISTED
Perspecta Inc. Common Stock
PRSP
$303K ﹤0.01%
12,587
-24,130
-66% -$518K
LFC
1835
DELISTED
China Life Insurance Company Ltd.
LFC
$302K ﹤0.01%
27,369
+16,491
+152% +$189K
CHCT
1836
Community Healthcare Trust
CHCT
$454M
$301K ﹤0.01%
+6,397
New +$304K
HE icon
1837
Hawaiian Electric Industries
HE
$2.14B
$301K ﹤0.01%
8,501
-2,916
-26% -$103K
JRS icon
1838
Nuveen Real Estate Income Fund
JRS
$246M
$301K ﹤0.01%
35,568
-40,097
-53% -$324K
HTHT icon
1839
Huazhu Hotels Group
HTHT
$13B
$300K ﹤0.01%
6,658
+828
+14% +$37.8K
AROC icon
1840
Archrock
AROC
$5.8B
$298K ﹤0.01%
34,379
-962
-3% -$7.02K
KRO icon
1841
KRONOS Worldwide
KRO
$989M
$297K ﹤0.01%
19,904
-42,193
-68% -$596K
OPI
1842
DELISTED
Office Properties Income Trust
OPI
$296K ﹤0.01%
13,055
+952
+8% +$20.8K
WDFC icon
1843
WD-40
WDFC
$3.15B
$296K ﹤0.01%
+1,113
New +$269K
WLY icon
1844
John Wiley & Sons Class A
WLY
$2.66B
$296K ﹤0.01%
6,473
-193
-3% -$6.99K
TDC icon
1845
Teradata
TDC
$2.55B
$295K ﹤0.01%
13,118
-8,035
-38% -$172K
ESRT icon
1846
Empire State Realty Trust
ESRT
$836M
$294K ﹤0.01%
31,529
-6,407
-17% -$50.6K
BSM icon
1847
Black Stone Minerals
BSM
$3B
$293K ﹤0.01%
43,875
-16,631
-27% -$112K
REYN icon
1848
Reynolds Consumer Products
REYN
$5.59B
$293K ﹤0.01%
+9,765
New +$295K
CHN
1849
DELISTED
China Fund
CHN
$290K ﹤0.01%
10,160
-174
-2% -$4.99K
DORM icon
1850
Dorman Products
DORM
$4.18B
$290K ﹤0.01%
3,339
-392
-11% -$36.3K
72 73
74
75 76

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CII
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AAMU
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WANY
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.