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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPS icon
1826
Cooper-Standard Automotive
CPS
$558M
$156K ﹤0.01%
+11,773
New +$164K
MAT icon
1827
Mattel
MAT
$4.23B
$154K ﹤0.01%
13,132
-2,957
-18% -$32.9K
SBS icon
1828
Sabesp
SBS
$18.7B
$154K ﹤0.01%
95,411
-387
-0.4% -$753
CENX icon
1829
Century Aluminum
CENX
$5.07B
$151K ﹤0.01%
21,200
+11,075
+109% +$96.4K
UBS icon
1830
UBS Group
UBS
$176B
$151K ﹤0.01%
13,603
-7,531
-36% -$90.3K
CONN
1831
DELISTED
Conn's Inc.
CONN
$151K ﹤0.01%
+14,256
New +$154K
NBLX
1832
DELISTED
Noble Midstream Partners LP
NBLX
$151K ﹤0.01%
20,652
-1,020
-5% -$8.6K
NXDT
1833
NexPoint Diversified Real Estate Trust
NXDT
$238M
$150K ﹤0.01%
17,344
-3,917
-18% -$37.6K
GGZ
1834
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
$147K ﹤0.01%
+14,614
New +$143K
NS
1835
DELISTED
NuStar Energy L.P.
NS
$147K ﹤0.01%
13,812
-3,767
-21% -$50.4K
EXTN
1836
DELISTED
Exterran Corporation
EXTN
$145K ﹤0.01%
34,926
+18,246
+109% +$91.2K
STNG icon
1837
Scorpio Tankers
STNG
$3.81B
$144K ﹤0.01%
+13,022
New +$164K
MIK
1838
DELISTED
Michaels Stores, Inc
MIK
$142K ﹤0.01%
+14,757
New +$128K
BNED icon
1839
Barnes & Noble Education
BNED
$443M
$139K ﹤0.01%
538
+282
+110% +$63.4K
CUK
1840
DELISTED
Carnival PLC
CUK
$139K ﹤0.01%
10,765
-2,638
-20% -$33.8K
OII icon
1841
Oceaneering
OII
$4.77B
$138K ﹤0.01%
39,335
+9,651
+33% +$50.9K
SHLX
1842
DELISTED
Shell Midstream Partners, L.P.
SHLX
$138K ﹤0.01%
14,619
-874
-6% -$9.57K
EAF icon
1843
GrafTech
EAF
$212M
$135K ﹤0.01%
1,972
-53
-3% -$3.7K
KRG icon
1844
Kite Realty
KRG
$5.36B
$134K ﹤0.01%
11,544
-4,854
-30% -$53.4K
ARR
1845
Armour Residential REIT
ARR
$2.36B
$132K ﹤0.01%
2,767
-1,283
-32% -$61.2K
WIT icon
1846
Wipro
WIT
$20B
$130K ﹤0.01%
+55,508
New +$116K
TEN
1847
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$129K ﹤0.01%
18,643
– –
AHRT
1848
AH Realty Trust
AHRT
$517M
$128K ﹤0.01%
13,791
-294
-2% -$2.9K
BRSP
1849
BrightSpire Capital
BRSP
$648M
$126K ﹤0.01%
25,613
-729
-3% -$4.39K
CORR
1850
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$126K ﹤0.01%
21,585
-3,508
-14% -$29K
72 73
74
75 76

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.