We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRN
1826
DELISTED
Veren
VRN
$314K ﹤0.01%
73,742
-562
-0.8% -$1.95K
PVTL
1827
DELISTED
Pivotal Software, Inc.
PVTL
$313K ﹤0.01%
+20,951
New +$256K
QSR icon
1828
Restaurant Brands International
QSR
$25.6B
$312K ﹤0.01%
4,387
-3,431
-44% -$253K
PODD icon
1829
Insulet
PODD
$11.6B
$311K ﹤0.01%
1,885
-1,032
-35% -$145K
SAFT icon
1830
Safety Insurance
SAFT
$1.52B
$310K ﹤0.01%
3,062
-4,197
-58% -$410K
SM icon
1831
SM Energy
SM
$7.44B
$310K ﹤0.01%
31,945
+3,112
+11% +$31.7K
RIG icon
1832
Transocean
RIG
$5.78B
$309K ﹤0.01%
69,159
-24,151
-26% -$128K
TDOC icon
1833
Teladoc Health
TDOC
$1.22B
$309K ﹤0.01%
4,567
-2,301
-34% -$151K
IRDM icon
1834
Iridium Communications
IRDM
$5.26B
$308K ﹤0.01%
14,466
-4,079
-22% -$97.2K
CET
1835
Central Securities Corp
CET
$1.63B
$306K ﹤0.01%
9,737
-5,702
-37% -$176K
ADAM
1836
Adamas Trust
ADAM
$855M
$306K ﹤0.01%
12,557
-1,899
-13% -$46.7K
BCPC
1837
Balchem Corp
BCPC
$5.57B
$306K ﹤0.01%
3,085
-750
-20% -$71.5K
PLAN
1838
DELISTED
Anaplan, Inc.
PLAN
$304K ﹤0.01%
+6,469
New +$351K
ACA icon
1839
Arcosa
ACA
$7.13B
$303K ﹤0.01%
+8,859
New +$307K
OSG
1840
Octave Specialty Group
OSG
$253M
$302K ﹤0.01%
+15,427
New +$283K
GPRE icon
1841
Green Plains
GPRE
$1.19B
$302K ﹤0.01%
+28,519
New +$273K
SINA
1842
DELISTED
Sina Corp
SINA
$302K ﹤0.01%
7,716
+2,019
+35% +$82.4K
WUBA
1843
DELISTED
58.com Inc
WUBA
$302K ﹤0.01%
6,123
+2,150
+54% +$119K
NGS icon
1844
Natural Gas Services Group
NGS
$479M
$300K ﹤0.01%
23,402
+4,763
+26% +$65.3K
CORE
1845
DELISTED
Core Mark Holding Co., Inc.
CORE
$300K ﹤0.01%
+9,329
New +$324K
BOOM icon
1846
DMC Global
BOOM
$150M
$299K ﹤0.01%
6,794
+2,794
+70% +$140K
DKS icon
1847
Dick's Sporting Goods
DKS
$18B
$299K ﹤0.01%
7,329
-27,158
-79% -$978K
GDS icon
1848
GDS Holdings
GDS
$6.69B
$299K ﹤0.01%
7,464
+875
+13% +$35.3K
ANDE icon
1849
Andersons Inc
ANDE
$2.54B
$298K ﹤0.01%
+13,266
New +$336K
EXPR
1850
DELISTED
Express, Inc.
EXPR
$298K ﹤0.01%
4,329
+2,940
+212% +$144K
72 73
74
75 76

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.