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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KEP icon
1826
Korea Electric Power
KEP
$15.3B
$1.59M ﹤0.01%
94,994
+15,052
+19% +$284K
RGC
1827
DELISTED
Regal Entertainment Group
RGC
$1.59M ﹤0.01%
99,319
-8,032
-7% -$138K
WRB icon
1828
W.R. Berkley
WRB
$26.9B
$1.59M ﹤0.01%
80,271
-4,769
-6% -$95.5K
LSI
1829
DELISTED
Life Storage, Inc.
LSI
$1.59M ﹤0.01%
29,094
-1,506
-5% -$75.6K
ITRI icon
1830
Itron
ITRI
$4.36B
$1.58M ﹤0.01%
20,446
+960
+5% +$69.7K
FLEX icon
1831
Flex
FLEX
$41.7B
$1.58M ﹤0.01%
126,572
-154,019
-55% -$1.9M
RATE
1832
DELISTED
Bankrate Inc
RATE
$1.57M ﹤0.01%
112,753
-69
-0.1% -$958
JJSF icon
1833
J&J Snack Foods
JJSF
$1.43B
$1.57M ﹤0.01%
11,956
-1,372
-10% -$177K
THC icon
1834
Tenet Healthcare
THC
$20.5B
$1.57M ﹤0.01%
95,405
-3,372
-3% -$57.2K
BPL
1835
DELISTED
Buckeye Partners, L.P.
BPL
$1.57M ﹤0.01%
27,511
-71,872
-72% -$4.27M
NBTB icon
1836
NBT Bancorp
NBTB
$2.74B
$1.56M ﹤0.01%
42,491
-4,561
-10% -$159K
SBGI icon
1837
Sinclair Inc
SBGI
$992M
$1.56M ﹤0.01%
48,623
-6,664
-12% -$209K
HOPE icon
1838
Hope Bancorp
HOPE
$1.79B
$1.55M ﹤0.01%
87,765
+64,253
+273% +$1.1M
YPF icon
1839
YPF
YPF
$206B
$1.55M ﹤0.01%
69,555
+698
+1% +$14.4K
HUN icon
1840
Huntsman Corp
HUN
$1.71B
$1.55M ﹤0.01%
56,415
-6,489
-10% -$173K
AMTD
1841
DELISTED
TD Ameritrade Holding Corp
AMTD
$1.54M ﹤0.01%
31,616
+9,925
+46% +$445K
KOS icon
1842
Kosmos Energy
KOS
$1.6B
$1.54M ﹤0.01%
193,655
-46,880
-19% -$324K
TCF
1843
DELISTED
TCF Financial Corporation
TCF
$1.54M ﹤0.01%
90,457
-5,234
-5% -$82.5K
RTEC
1844
DELISTED
Rudolph Technologies Inc
RTEC
$1.54M ﹤0.01%
58,464
+4,991
+9% +$117K
TCP
1845
DELISTED
TC Pipelines LP
TCP
$1.52M ﹤0.01%
29,131
-38,282
-57% -$2.06M
KBR icon
1846
KBR
KBR
$4.62B
$1.52M ﹤0.01%
84,938
-12,282
-13% -$199K
MBFI
1847
DELISTED
MB Financial Corp
MBFI
$1.52M ﹤0.01%
33,694
-920
-3% -$38.1K
TBHC
1848
DELISTED
The Brand House Collective
TBHC
$1.51M ﹤0.01%
132,616
+21,833
+20% +$224K
SGI
1849
Somnigroup International
SGI
$13.7B
$1.51M ﹤0.01%
93,736
-28,396
-23% -$419K
SSTK icon
1850
Shutterstock
SSTK
$198M
$1.51M ﹤0.01%
45,388
+6,534
+17% +$241K
72 73
74
75 76

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.