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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.11%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRP icon
1826
TC Energy
TRP
$66.6B
$1.39M ﹤0.01%
35,338
-137,315
-80% -$4.81M
VTOL icon
1827
Bristow Group
VTOL
$1.33B
$1.39M ﹤0.01%
73,952
+6,744
+10% +$125K
AIT icon
1828
Applied Industrial Technologies
AIT
$13.3B
$1.38M ﹤0.01%
31,867
+2,694
+9% +$106K
CDI
1829
DELISTED
CDI Corp.
CDI
$1.38M ﹤0.01%
220,087
+27,859
+14% +$146K
EEP
1830
DELISTED
Enbridge Energy Partners
EEP
$1.38M ﹤0.01%
75,293
-8,455
-10% -$149K
NBW
1831
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
$1.38M ﹤0.01%
83,523
+16,955
+25% +$273K
VVR icon
1832
Invesco Senior Income Trust
VVR
$456M
$1.38M ﹤0.01%
340,334
-13,538
-4% -$52.3K
WRLD icon
1833
World Acceptance Corp
WRLD
$886M
$1.37M ﹤0.01%
36,134
+5,626
+18% +$198K
MSEX icon
1834
Middlesex Water
MSEX
$1.08B
$1.37M ﹤0.01%
44,380
-5,987
-12% -$170K
SNV
1835
DELISTED
Synovus
SNV
$1.37M ﹤0.01%
47,343
+6,653
+16% +$191K
MCRI icon
1836
Monarch Casino & Resort
MCRI
$2.19B
$1.37M ﹤0.01%
70,188
-13,424
-16% -$269K
RGR icon
1837
Sturm, Ruger & Co
RGR
$604M
$1.36M ﹤0.01%
19,962
-4,503
-18% -$294K
SEM
1838
DELISTED
Select Medical
SEM
$1.36M ﹤0.01%
214,034
-222,859
-51% -$1.2M
EV
1839
DELISTED
Eaton Vance Corp.
EV
$1.36M ﹤0.01%
40,590
-14,334
-26% -$427K
TNK icon
1840
Teekay Tankers
TNK
$2.67B
$1.36M ﹤0.01%
+46,296
New +$1.6M
AAON icon
1841
Aaon
AAON
$7.39B
$1.36M ﹤0.01%
72,737
-15,931
-18% -$244K
HWKN icon
1842
Hawkins
HWKN
$2.71B
$1.35M ﹤0.01%
74,946
-3,246
-4% -$55.7K
PZZA icon
1843
Papa John's
PZZA
$811M
$1.35M ﹤0.01%
24,835
-8,495
-25% -$446K
WCN
1844
Waste Connections
WCN
$42.2B
$1.34M ﹤0.01%
31,227
+25,018
+403% +$1.01M
UTL icon
1845
Unitil
UTL
$981M
$1.34M ﹤0.01%
31,642
-9,940
-24% -$388K
BCC icon
1846
Boise Cascade
BCC
$2.94B
$1.34M ﹤0.01%
64,680
+10,458
+19% +$197K
NWBI icon
1847
Northwest Bancshares
NWBI
$2.29B
$1.34M ﹤0.01%
99,135
-9,749
-9% -$124K
RDWR icon
1848
Radware
RDWR
$1.17B
$1.34M ﹤0.01%
113,222
+835
+0.7% +$10.1K
MRD
1849
DELISTED
MEMORIAL RESOURCE DEV CORP COM STK (DE)
MRD
$1.34M ﹤0.01%
131,439
+87,838
+201% +$1.04M
PLCM
1850
DELISTED
POLYCOM INC
PLCM
$1.34M ﹤0.01%
120,007
+27,820
+30% +$292K
72 73
74
75 76

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.