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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$122M
Cap. Flow %
-0.31%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DWA
1826
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
$1.77M ﹤0.01%
79,129
-128,109
-62% -$2.9M
AAOI icon
1827
Applied Optoelectronics
AAOI
$11.1B
$1.76M ﹤0.01%
157,349
+59,156
+60% +$755K
CIVI
1828
DELISTED
Civitas Solutions, Inc.
CIVI
$1.76M ﹤0.01%
103,560
+93,560
+936% +$1.48M
EDR
1829
DELISTED
Education Realty Trust Inc
EDR
$1.76M ﹤0.01%
48,165
+11,958
+33% +$409K
PEGI
1830
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$1.76M ﹤0.01%
71,404
+17,773
+33% +$480K
PVA
1831
DELISTED
PENN VIRGINIA CORP
PVA
$1.76M ﹤0.01%
263,838
+243,874
+1,222% +$1.84M
IRDM icon
1832
Iridium Communications
IRDM
$5.28B
$1.76M ﹤0.01%
180,397
-16,054
-8% -$150K
LTXB
1833
DELISTED
LegacyTexas Financial Group Inc
LTXB
$1.76M ﹤0.01%
+73,685
New +$1.83M
NM
1834
DELISTED
Navios Maritime Holdings Inc.
NM
$1.76M ﹤0.01%
42,720
+5,286
+14% +$264K
HPP
1835
Hudson Pacific Properties
HPP
$806M
$1.75M ﹤0.01%
8,332
-6,824
-45% -$1.32M
AXE
1836
DELISTED
Anixter International Inc
AXE
$1.75M ﹤0.01%
19,817
-2,511
-11% -$213K
CNOB icon
1837
Center Bancorp
CNOB
$1.78B
$1.75M ﹤0.01%
91,978
+912
+1% +$16.9K
UFCS icon
1838
United Fire Group
UFCS
$1.4B
$1.75M ﹤0.01%
58,807
-5,963
-9% -$175K
ADEA icon
1839
Adeia
ADEA
$3.12B
$1.75M ﹤0.01%
+184,661
New +$1.53M
LOGM
1840
DELISTED
LogMein, Inc.
LOGM
$1.75M ﹤0.01%
35,393
+18,663
+112% +$895K
PCM
1841
PCM Fund
PCM
$70M
$1.74M ﹤0.01%
163,447
-28,938
-15% -$318K
GOOD
1842
Gladstone Commercial Corp
GOOD
$629M
$1.74M ﹤0.01%
101,176
+32,705
+48% +$573K
CMRE icon
1843
Costamare
CMRE
$1.77B
$1.73M ﹤0.01%
98,507
-35,244
-26% -$692K
CSV icon
1844
Carriage Services
CSV
$580M
$1.73M ﹤0.01%
82,750
-11,611
-12% -$224K
FSL
1845
DELISTED
FREESCALE SEMICONDUCTOR LTD
FSL
$1.73M ﹤0.01%
68,608
-28,857
-30% -$600K
UGP icon
1846
Ultrapar
UGP
$6.59B
$1.73M ﹤0.01%
181,482
-26,418
-13% -$267K
DEX
1847
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$1.73M ﹤0.01%
153,600
+523
+0.3% +$6.08K
BNFT
1848
DELISTED
Benefitfocus, Inc.
BNFT
$1.73M ﹤0.01%
52,593
-3,596
-6% -$94.8K
OMCL icon
1849
Omnicell
OMCL
$1.68B
$1.73M ﹤0.01%
52,127
+9,104
+21% +$281K
LPNT
1850
DELISTED
LifePoint Health, Inc.
LPNT
$1.73M ﹤0.01%
23,997
-33,398
-58% -$2.31M
72 73
74
75 76

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.