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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBR
1826
DELISTED
CIBER Inc.
CBR
$1.81M ﹤0.01%
528,770
-11,493
-2% -$45.4K
AIG.WS
1827
DELISTED
American International Group, Inc.
AIG.WS
$1.81M ﹤0.01%
75,853
– –
TAI
1828
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
$1.81M ﹤0.01%
88,887
-15,311
-15% -$317K
CONE
1829
DELISTED
CyrusOne Inc Common Stock
CONE
$1.81M ﹤0.01%
75,256
-18,483
-20% -$470K
FCS
1830
DELISTED
FAIRCHILD SEMICONDUCTOR INTL INC COMMON
FCS
$1.81M ﹤0.01%
116,492
-22,802
-16% -$368K
SIMG
1831
DELISTED
SILICON IMAGE INC
SIMG
$1.81M ﹤0.01%
358,874
-28,437
-7% -$142K
IRC
1832
DELISTED
INLAND REAL ESTATE CORP
IRC
$1.81M ﹤0.01%
182,398
-13,812
-7% -$144K
ARLP icon
1833
Alliance Resource Partners
ARLP
$3.26B
$1.8M ﹤0.01%
42,096
-3,260
-7% -$156K
UFCS icon
1834
United Fire Group
UFCS
$1.41B
$1.8M ﹤0.01%
64,770
-4,186
-6% -$121K
KALU icon
1835
Kaiser Aluminum
KALU
$2.8B
$1.8M ﹤0.01%
23,583
-1,524
-6% -$118K
IBA
1836
DELISTED
Industrias Bachoco SAB De C.V.
IBA
$1.8M ﹤0.01%
30,063
+2,545
+9% +$144K
PIR
1837
DELISTED
Pier 1 Imports, Inc.
PIR
$1.79M ﹤0.01%
7,550
-264
-3% -$79.1K
VLY icon
1838
Valley National Bancorp
VLY
$8B
$1.79M ﹤0.01%
184,975
+12,103
+7% +$119K
SPTN
1839
DELISTED
SpartanNash
SPTN
$1.78M ﹤0.01%
91,769
-16,680
-15% -$354K
AENZ
1840
DELISTED
Aenza S.A.A.
AENZ
$1.78M ﹤0.01%
39,613
+3,358
+9% +$169K
VIAV icon
1841
Viavi Solutions
VIAV
$10B
$1.78M ﹤0.01%
244,708
+57,764
+31% +$397K
ITGR icon
1842
Integer Holdings
ITGR
$4.29B
$1.78M ﹤0.01%
45,819
-9,894
-18% -$423K
EPAY
1843
DELISTED
Bottomline Technologies Inc
EPAY
$1.78M ﹤0.01%
64,491
-6,700
-9% -$188K
IHS
1844
DELISTED
IHS INC CL-A COM STK
IHS
$1.78M ﹤0.01%
14,191
-4,344
-23% -$589K
KS
1845
DELISTED
KapStone Paper and Pack Corp.
KS
$1.77M ﹤0.01%
63,475
-8,126
-11% -$247K
KOG
1846
DELISTED
KODIAK OIL & GAS CORP
KOG
$1.77M ﹤0.01%
130,611
+65,007
+99% +$975K
GGAL icon
1847
Galicia Financial Group
GGAL
$7.51B
$1.77M ﹤0.01%
124,521
+15,610
+14% +$226K
PMO
1848
Franklin Municipal Opportunities Trust
PMO
$282M
$1.76M ﹤0.01%
150,728
-14,503
-9% -$169K
EME icon
1849
Emcor
EME
$35.7B
$1.76M ﹤0.01%
44,095
-1,058
-2% -$45.5K
EXL
1850
DELISTED
EXCEL TRUST , INC COM STK
EXL
$1.75M ﹤0.01%
148,950
-52,925
-26% -$678K
72 73
74
75 76

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.