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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVRI icon
1801
Enviri
NVRI
$620M
$107K ﹤0.01%
14,805
-1,647
-10% -$13.3K
SPNT icon
1802
SiriusPoint
SPNT
$2.68B
$105K ﹤0.01%
10,361
-1,129
-10% -$11.3K
CWK icon
1803
Cushman & Wakefield Ltd
CWK
$3.25B
$99.5K ﹤0.01%
13,064
-1,234
-9% -$11.2K
IAF
1804
abrdn Australia Equity Fund
IAF
$127M
$99.1K ﹤0.01%
8,366
+68
+0.8% +$857
FIGS icon
1805
FIGS
FIGS
$2.38B
$94.5K ﹤0.01%
16,024
– –
WWW icon
1806
Wolverine World Wide
WWW
$1.55B
$90.7K ﹤0.01%
11,255
-1,147
-9% -$11.8K
CENX icon
1807
Century Aluminum
CENX
$5.07B
$90K ﹤0.01%
12,516
-1,465
-10% -$11.8K
DNA.WS
1808
DELISTED
Ginkgo Bioworks Holdings, Inc. Warrants, each whole warrant exercisable to purchase one-fortieth (1/40th) of a share of Class A Common Stock at an exercise price of $460.00 per share
DNA.WS
$89.9K ﹤0.01%
399,600
-39,560,400
-99% -$10.6M
JRS icon
1809
Nuveen Real Estate Income Fund
JRS
$246M
$87.6K ﹤0.01%
13,076
-9,519
-42% -$69.4K
FTCH
1810
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$77.6K ﹤0.01%
37,144
-2,972
-7% -$12.1K
VISN
1811
Vistance Networks Inc
VISN
$2.52B
$77.2K ﹤0.01%
22,966
+6,064
+36% +$24.8K
SVC
1812
Service Properties Trust
SVC
$1.07B
$77.1K ﹤0.01%
2,005
-145
-7% -$6.03K
BBD icon
1813
Banco Bradesco
BBD
$36.7B
$71.9K ﹤0.01%
25,239
-34,854
-58% -$110K
CNSL
1814
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$71.5K ﹤0.01%
20,919
-2,474
-11% -$9.09K
AMTX icon
1815
Aemetis
AMTX
$121M
$68.1K ﹤0.01%
16,409
-79
-0.5% -$483
SABR icon
1816
Sabre
SABR
$818M
$67.2K ﹤0.01%
14,958
+242
+2% +$1.1K
UA icon
1817
Under Armour Class C
UA
$2.53B
$65.3K ﹤0.01%
10,242
+19
+0.2% +$131
NRO
1818
Neuberger Real Estate Securities Income Fund Inc
NRO
$190M
$63.8K ﹤0.01%
23,975
+338
+1% +$970
AWP
1819
abrdn Global Premier Properties Fund
AWP
$367M
$59.6K ﹤0.01%
5,461
-447
-8% -$5.27K
TSP
1820
DELISTED
TuSimple Holdings Inc. Class A Common Stock
TSP
$59.1K ﹤0.01%
37,910
-106,364
-74% -$186K
PTON icon
1821
Peloton Interactive
PTON
$2.46B
$57.9K ﹤0.01%
11,466
-1,576
-12% -$11.2K
LESL icon
1822
Leslie's
LESL
$11M
$57K ﹤0.01%
503
-11
-2% -$1.44K
ABCL icon
1823
AbCellera Biologics
ABCL
$2.12B
$56.1K ﹤0.01%
12,195
+283
+2% +$1.72K
BDN
1824
Brandywine Realty Trust
BDN
$554M
$53.8K ﹤0.01%
11,861
-929
-7% -$4.42K
OLPX
1825
DELISTED
Olaplex Holdings
OLPX
$53.7K ﹤0.01%
27,518
-9,077
-25% -$27.3K
71 72
73
74 75

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.