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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HVT icon
1801
Haverty Furniture Companies
HVT
$454M
$364K ﹤0.01%
+11,899
New +$384K
SMM
1802
DELISTED
Salient Midstream & MLP Fund
SMM
$362K ﹤0.01%
53,642
-68,252
-56% -$459K
AMC icon
1803
AMC Entertainment Holdings
AMC
$2.31B
$360K ﹤0.01%
1,323
+725
+121% +$255K
BN icon
1804
Brookfield
BN
$108B
$360K ﹤0.01%
11,053
+1,421
+15% +$44.9K
BIG
1805
DELISTED
Big Lots, Inc.
BIG
$358K ﹤0.01%
7,955
-14,370
-64% -$654K
ARVN icon
1806
Arvinas
ARVN
$572M
$356K ﹤0.01%
4,338
+1,747
+67% +$142K
FBP icon
1807
First Bancorp
FBP
$4.38B
$353K ﹤0.01%
25,583
+12,516
+96% +$172K
UI icon
1808
Ubiquiti
UI
$34.3B
$353K ﹤0.01%
+1,152
New +$351K
QS icon
1809
QuantumScape Corp
QS
$3.74B
$352K ﹤0.01%
15,841
-4,570
-22% -$125K
PRI icon
1810
Primerica
PRI
$10B
$351K ﹤0.01%
2,291
-3,722
-62% -$590K
RACE icon
1811
Ferrari
RACE
$72.5B
$351K ﹤0.01%
1,357
-378
-22% -$93.1K
CONN
1812
DELISTED
Conn's Inc.
CONN
$351K ﹤0.01%
14,930
-10,439
-41% -$235K
DOUG icon
1813
Douglas Elliman
DOUG
$162M
$349K ﹤0.01%
+31,890
New +$359K
NXST icon
1814
Nexstar Media Group
NXST
$5.92B
$349K ﹤0.01%
2,313
-11,005
-83% -$1.71M
ARCH
1815
DELISTED
Arch Resources, Inc.
ARCH
$347K ﹤0.01%
+3,804
New +$338K
GNW icon
1816
Genworth Financial
GNW
$3.71B
$343K ﹤0.01%
84,688
-63,421
-43% -$264K
WES icon
1817
Western Midstream Partners
WES
$19.3B
$343K ﹤0.01%
15,408
-8,698
-36% -$186K
NBR icon
1818
Nabors Industries
NBR
$1.21B
$342K ﹤0.01%
4,220
-8,990
-68% -$885K
OPTU
1819
Optimum Communications Inc
OPTU
$301M
$341K ﹤0.01%
21,093
+6,088
+41% +$103K
GSY icon
1820
Invesco Ultra Short Duration ETF
GSY
$3.9B
$340K ﹤0.01%
6,750
– –
ATI icon
1821
ATI
ATI
$31.1B
$338K ﹤0.01%
21,187
-3,322
-14% -$53.3K
BFH icon
1822
Bread Financial
BFH
$4.38B
$336K ﹤0.01%
5,051
-5,374
-52% -$397K
STLA icon
1823
Stellantis
STLA
$20.8B
$336K ﹤0.01%
17,927
-36
-0.2% -$694
TM icon
1824
Toyota
TM
$225B
$336K ﹤0.01%
1,815
-502
-22% -$90.3K
AYI icon
1825
Acuity Brands
AYI
$10.8B
$334K ﹤0.01%
1,578
-1,138
-42% -$235K
71 72
73
74 75

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AIM
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CII
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AAMU
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WANY
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ZIG
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Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.