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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OIS icon
1801
Oil States International
OIS
$491M
$191K ﹤0.01%
69,838
+7,729
+12% +$33.6K
AROC icon
1802
Archrock
AROC
$5.8B
$190K ﹤0.01%
35,341
-1,069
-3% -$6.99K
TAK icon
1803
Takeda Pharmaceutical
TAK
$55.7B
$188K ﹤0.01%
10,534
-1,229
-10% -$22.4K
PBFX
1804
DELISTED
PBF LOGISTICS LP
PBFX
$188K ﹤0.01%
23,080
-5,359
-19% -$50.6K
UNFI icon
1805
United Natural Foods
UNFI
$2.85B
$187K ﹤0.01%
+12,607
New +$239K
CHRS icon
1806
Coherus Oncology
CHRS
$196M
$184K ﹤0.01%
+10,039
New +$187K
CVE icon
1807
Cenovus Energy
CVE
$52.1B
$183K ﹤0.01%
47,129
-17,294
-27% -$79.4K
CORT icon
1808
Corcept Therapeutics
CORT
$12B
$179K ﹤0.01%
10,273
-5,255
-34% -$83.7K
MLCO icon
1809
Melco Resorts & Entertainment
MLCO
$2.14B
$177K ﹤0.01%
+10,637
New +$189K
JDD
1810
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$175K ﹤0.01%
22,525
-4,428
-16% -$34.7K
BPMP
1811
DELISTED
BP Midstream Partners LP Common Units representing Limited Partner Interests
BPMP
$174K ﹤0.01%
17,527
-5,393
-24% -$59.1K
HOPE icon
1812
Hope Bancorp
HOPE
$1.79B
$170K ﹤0.01%
22,364
+1,829
+9% +$15.3K
CLR
1813
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$170K ﹤0.01%
13,831
-9,349
-40% -$152K
STL
1814
DELISTED
Sterling Bancorp
STL
$170K ﹤0.01%
16,201
-398
-2% -$4.51K
MUR icon
1815
Murphy Oil
MUR
$4.78B
$169K ﹤0.01%
18,946
-11,533
-38% -$148K
VRS
1816
DELISTED
Verso Corporation
VRS
$169K ﹤0.01%
21,400
– –
AWP
1817
abrdn Global Premier Properties Fund
AWP
$367M
$167K ﹤0.01%
12,105
-1,361
-10% -$19.5K
CADE
1818
DELISTED
Cadence Bancorporation
CADE
$166K ﹤0.01%
19,435
+2,118
+12% +$18.3K
KREF
1819
KKR Real Estate Finance Trust
KREF
$499M
$165K ﹤0.01%
10,008
-222
-2% -$3.81K
GME icon
1820
GameStop
GME
$8.6B
$164K ﹤0.01%
+64,460
New +$93.2K
IVC
1821
DELISTED
Invacare Corporation
IVC
$162K ﹤0.01%
21,571
+11,270
+109% +$78.1K
NOK icon
1822
Nokia
NOK
$52.3B
$161K ﹤0.01%
41,218
-36,783
-47% -$165K
PGP
1823
PIMCO Global StockPLUS & Income Fund
PGP
$100M
$160K ﹤0.01%
+19,370
New +$161K
VRTV
1824
DELISTED
VERITIV CORPORATION
VRTV
$158K ﹤0.01%
+12,485
New +$200K
MTRX icon
1825
Matrix Service
MTRX
$335M
$157K ﹤0.01%
18,753
+3,750
+25% +$33.8K
71 72
73
74 75

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.