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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JACK icon
1801
Jack in the Box
JACK
$329M
$314K ﹤0.01%
+4,027
New +$333K
GPI icon
1802
Group 1 Automotive
GPI
$3.41B
$313K ﹤0.01%
3,138
-8,016
-72% -$791K
TEX icon
1803
Terex
TEX
$7.55B
$313K ﹤0.01%
+10,494
New +$295K
RYN icon
1804
Rayonier
RYN
$6.6B
$311K ﹤0.01%
10,470
-9,966
-49% -$271K
UE icon
1805
Urban Edge Properties
UE
$2.81B
$311K ﹤0.01%
16,186
-13,714
-46% -$277K
FSD
1806
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$310K ﹤0.01%
19,677
-32,309
-62% -$496K
CXP
1807
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$310K ﹤0.01%
14,808
-17,067
-54% -$350K
FSS icon
1808
Federal Signal
FSS
$8.09B
$309K ﹤0.01%
+9,580
New +$312K
IGR
1809
CBRE Global Real Estate Income Fund
IGR
$709M
$308K ﹤0.01%
38,400
+10,320
+37% +$81.8K
MTRX icon
1810
Matrix Service
MTRX
$343M
$308K ﹤0.01%
13,461
+3,185
+31% +$62.9K
YPF icon
1811
YPF
YPF
$19.5B
$308K ﹤0.01%
26,571
-1,457
-5% -$14.1K
VRTS icon
1812
Virtus Investment Partners
VRTS
$1.11B
$307K ﹤0.01%
+2,520
New +$281K
HZNP
1813
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$306K ﹤0.01%
+8,465
New +$260K
HRI icon
1814
Herc Holdings
HRI
$5.71B
$305K ﹤0.01%
6,241
-596
-9% -$27.8K
TPCO
1815
DELISTED
Tribune Publishing Company Common Stock
TPCO
$305K ﹤0.01%
23,152
– –
BGC icon
1816
BGC Group
BGC
$5.25B
$304K ﹤0.01%
51,182
-2,258
-4% -$12.7K
BCPC
1817
Balchem Corp
BCPC
$5.57B
$304K ﹤0.01%
2,995
-90
-3% -$9.08K
AYX
1818
DELISTED
Alteryx Inc
AYX
$304K ﹤0.01%
+3,041
New +$309K
MNE
1819
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$304K ﹤0.01%
19,869
+3,449
+21% +$50K
HOUS
1820
DELISTED
Anywhere Real Estate
HOUS
$302K ﹤0.01%
31,178
-51,703
-62% -$474K
TEI
1821
Templeton Emerging Markets Income Fund
TEI
$316M
$302K ﹤0.01%
32,765
-19,657
-37% -$177K
ASG
1822
Liberty All-Star Growth Fund
ASG
$339M
$301K ﹤0.01%
46,348
+14,643
+46% +$89.6K
CSII
1823
DELISTED
Cardiovascular Systems, Inc.
CSII
$301K ﹤0.01%
6,193
+963
+18% +$43.8K
MSD
1824
Morgan Stanley Emerging Markets Debt Fund
MSD
$147M
$300K ﹤0.01%
30,944
+8,254
+36% +$78K
VSAT icon
1825
Viasat
VSAT
$11.9B
$300K ﹤0.01%
4,104
-1,053
-20% -$75.3K
71 72
73
74 75

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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.