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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBL
1801
DELISTED
CBL& Associates Properties, Inc.
CBL
$1.69M ﹤0.01%
146,606
+4,304
+3% +$49.9K
XLK icon
1802
State Street Technology Select Sector SPDR ETF
XLK
$123B
$1.68M ﹤0.01%
+69,548
New +$1.66M
QLYS icon
1803
Qualys
QLYS
$6.26B
$1.68M ﹤0.01%
+52,983
New +$1.87M
EDF
1804
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$171M
$1.68M ﹤0.01%
114,419
-54,055
-32% -$798K
EQM
1805
DELISTED
EQM Midstream Partners, LP
EQM
$1.67M ﹤0.01%
21,742
-3,637
-14% -$269K
FOXF icon
1806
Fox Factory Holding Corp
FOXF
$848M
$1.67M ﹤0.01%
60,015
-7,495
-11% -$179K
SSRI
1807
DELISTED
Silver Standard Resources
SSRI
$1.66M ﹤0.01%
186,363
-126,739
-40% -$1.28M
AGI icon
1808
Alamos Gold
AGI
$13.7B
$1.66M ﹤0.01%
242,347
-112,750
-32% -$792K
CLB icon
1809
Core Laboratories
CLB
$519M
$1.65M ﹤0.01%
13,752
+3,640
+36% +$403K
QHC
1810
DELISTED
Quorum Health Corporation
QHC
$1.65M ﹤0.01%
+227,073
New +$1.37M
ON icon
1811
ON Semiconductor
ON
$19.2B
$1.65M ﹤0.01%
129,176
+4,016
+3% +$47.9K
SPH icon
1812
Suburban Propane Partners
SPH
$1.19B
$1.65M ﹤0.01%
54,794
-115,987
-68% -$3.55M
AD
1813
Array Digital Infrastructure
AD
$3.03B
$1.65M ﹤0.01%
37,633
-9,335
-20% -$354K
IAF
1814
abrdn Australia Equity Fund
IAF
$127M
$1.64M ﹤0.01%
100,990
+49
+0% +$823
NX icon
1815
Quanex
NX
$994M
$1.64M ﹤0.01%
+80,775
New +$1.49M
MTUS icon
1816
Metallus
MTUS
$906M
$1.64M ﹤0.01%
105,994
-158,229
-60% -$2.12M
HNI icon
1817
HNI Corp
HNI
$3.57B
$1.64M ﹤0.01%
29,324
+15,072
+106% +$714K
MYRG icon
1818
MYR Group
MYRG
$5.25B
$1.64M ﹤0.01%
43,512
-51,061
-54% -$1.76M
SITC icon
1819
SITE Centers
SITC
$163M
$1.64M ﹤0.01%
83,276
-76,293
-48% -$1.52M
CMD
1820
DELISTED
Cantel Medical Corporation
CMD
$1.64M ﹤0.01%
20,786
-2,774
-12% -$216K
IMO icon
1821
Imperial Oil
IMO
$60.5B
$1.63M ﹤0.01%
46,995
+3,733
+9% +$125K
VEEV icon
1822
Veeva Systems
VEEV
$37.1B
$1.63M ﹤0.01%
40,104
-26,577
-40% -$1.09M
NGD
1823
DELISTED
New Gold Inc
NGD
$1.63M ﹤0.01%
466,083
-234,009
-33% -$888K
PHI icon
1824
PLDT
PHI
$4.31B
$1.63M ﹤0.01%
59,142
-6,959
-11% -$205K
OMCL icon
1825
Omnicell
OMCL
$1.69B
$1.63M ﹤0.01%
48,053
+20,663
+75% +$711K
71 72
73
74 75

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AIM
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CII
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AAMU
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WANY
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ZIG
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.