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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
TTE icon
TotalEnergies
TTE
+$80.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
4
EMC
EMC CORPORATION
EMC
+$36.4M
5
GAS
AGL Resources Inc
GAS
+$36.3M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPF
1801
John Hancock Preferred Income Fund II
HPF
$344M
$1.53M ﹤0.01%
67,837
-34,690
-34% -$788K
ARR
1802
Armour Residential REIT
ARR
$2.35B
$1.53M ﹤0.01%
13,560
+1,875
+16% +$204K
CBU icon
1803
Community Bank
CBU
$3.48B
$1.52M ﹤0.01%
31,688
-3,731
-11% -$168K
CENTA icon
1804
Central Garden & Pet Co Class A
CENTA
$2.41B
$1.52M ﹤0.01%
76,683
-122
-0.2% -$2.32K
PPLI
1805
People Inc
PPLI
$3.28B
$1.51M ﹤0.01%
135,504
-26,421
-16% -$279K
OFG icon
1806
OFG Bancorp
OFG
$2.25B
$1.5M ﹤0.01%
148,903
-994
-0.7% -$10.2K
HOPE icon
1807
Hope Bancorp
HOPE
$1.82B
$1.5M ﹤0.01%
86,551
-3,084
-3% -$50K
BYD icon
1808
Boyd Gaming
BYD
$6.13B
$1.5M ﹤0.01%
75,926
-12,019
-14% -$231K
WBS icon
1809
Webster Financial
WBS
$12.8B
$1.49M ﹤0.01%
39,276
+14,686
+60% +$541K
CWST icon
1810
Casella Waste Systems
CWST
$5.73B
$1.49M ﹤0.01%
144,770
+22,291
+18% +$203K
TREX icon
1811
Trex
TREX
$5.15B
$1.49M ﹤0.01%
101,568
-15,084
-13% -$210K
YPF icon
1812
YPF
YPF
$19.1B
$1.49M ﹤0.01%
81,828
-9,848
-11% -$178K
CDP icon
1813
COPT Defense Properties
CDP
$4.24B
$1.49M ﹤0.01%
52,587
+4,993
+10% +$144K
JDD
1814
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$1.49M ﹤0.01%
127,512
+23,353
+22% +$279K
ANAT
1815
DELISTED
American National Group, Inc. Common Stock
ANAT
$1.49M ﹤0.01%
12,196
-893
-7% -$103K
FLEX icon
1816
Flex
FLEX
$45B
$1.49M ﹤0.01%
144,922
+22,910
+19% +$222K
CAB
1817
DELISTED
Cabela's Inc
CAB
$1.49M ﹤0.01%
27,060
+2,098
+8% +$107K
NBO
1818
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$1.48M ﹤0.01%
103,390
-5,591
-5% -$81K
DLNG icon
1819
Dynagas LNG Partners
DLNG
$132M
$1.48M ﹤0.01%
95,407
+31,874
+50% +$467K
SIX
1820
DELISTED
Six Flags Entertainment Corp.
SIX
$1.47M ﹤0.01%
27,472
-1,791
-6% -$96.3K
GCP
1821
DELISTED
GCP Applied Technologies Inc.
GCP
$1.47M ﹤0.01%
51,765
-6,794
-12% -$189K
DAKT icon
1822
Daktronics
DAKT
$1.06B
$1.46M ﹤0.01%
153,309
-7,193
-4% -$57.2K
OMAB icon
1823
Grupo Aeroportuario Centro Norte
OMAB
$5.29B
$1.46M ﹤0.01%
31,030
+7,106
+30% +$346K
ETG
1824
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.84B
$1.46M ﹤0.01%
97,990
+900
+0.9% +$13.5K
EGOV
1825
DELISTED
NIC Inc
EGOV
$1.46M ﹤0.01%
62,073
-7,000
-10% -$161K
71 72
73
74 75

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.