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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
(-8.7%)
Cap. Flow
-$652M
Cap. Flow
% of AUM
-5.6%
Top 10 Holdings %
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Nuveen Floating Rate Income Fund
JFR
|
+$9.73M |
| 2 |
Evergy
EVRG
|
+$8.77M |
| 3 |
Qualcomm
QCOM
|
+$8.61M |
| 4 |
Costco
COST
|
+$8.44M |
| 5 |
Adobe
ADBE
|
+$8.41M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$108M |
| 2 |
NVIDIA
NVDA
|
+$91.3M |
| 3 |
Amazon
AMZN
|
+$55.5M |
| 4 |
Apple
AAPL
|
+$48.8M |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$36.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.26% |
| 2 | Healthcare | 10.31% |
| 3 | Industrials | 8.02% |
| 4 | Consumer Discretionary | 8.02% |
| 5 | Financials | 7.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HAPN
1776
Happen Inc
HAPN
$2.24B
| $143K | ﹤0.01% |
23,417
-98,960
| -81% | -$769K |
|
|
NOVA
1777
DELISTED
Sunnova Energy
NOVA
| $143K | ﹤0.01% |
13,627
-6,064
| -31% | -$94.8K |
|
|
GLV
1778
Clough Global Dividend & Income Fund
GLV
$78.1M
| $139K | ﹤0.01% |
27,891
-26,549
| -49% | -$145K |
|
1779
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
| $138K | ﹤0.01% |
13,651
-2,139
| -14% | -$24.4K |
|
1780
Elanco Animal Health
ELAN
$11.1B
| $136K | ﹤0.01% |
12,122
-2,801
| -19% | -$32.5K |
|
|
SCU
1781
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
| $135K | ﹤0.01% |
+11,622
| New | +$127K |
|
|
HIE
1782
DELISTED
Miller/Howard High Income Equity Fund
HIE
| $134K | ﹤0.01% |
13,519
-10,279
| -43% | -$104K |
|
1783
NETGEAR
NTGR
$635M
| $133K | ﹤0.01% |
+10,571
| New | +$140K |
|
1784
QuantumScape Corp
QS
$3.74B
| $132K | ﹤0.01% |
19,671
-1,440
| -7% | -$11.7K |
|
1785
StoneCo
STNE
$2.58B
| $132K | ﹤0.01% |
12,333
+1,402
| +13% | +$17.3K |
|
|
ITOS
1786
DELISTED
iTeos Therapeutics
ITOS
| $130K | ﹤0.01% |
11,861
+656
| +6% | +$8.39K |
|
|
FFWM
1787
DELISTED
First Foundation Inc
FFWM
| $127K | ﹤0.01% |
20,881
-4,253
| -17% | -$28K |
|
1788
Blink Charging
BLNK
$87.9M
| $127K | ﹤0.01% |
41,447
+14,387
| +53% | +$72.4K |
|
|
RPT
1789
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
| $125K | ﹤0.01% |
+11,858
| New | +$127K |
|
1790
SunCoke Energy
SXC
$797M
| $125K | ﹤0.01% |
12,313
-1,383
| -10% | -$12.5K |
|
1791
Harmonic Inc
HLIT
$1.28B
| $123K | ﹤0.01% |
12,817
+514
| +4% | +$6.13K |
|
1792
Oil States International
OIS
$491M
| $122K | ﹤0.01% |
14,628
-1,711
| -10% | -$13.9K |
|
|
KMF
1793
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
| $122K | ﹤0.01% |
17,158
-218
| -1% | -$1.61K |
|
1794
Maravai LifeSciences
MRVI
$919M
| $119K | ﹤0.01% |
11,909
+277
| +2% | +$3.04K |
|
|
LAZR
1795
DELISTED
Luminar Technologies
LAZR
| $117K | ﹤0.01% |
1,715
+15
| +0.9% | +$1.38K |
|
1796
Mizuho Financial
MFG
$130B
| $114K | ﹤0.01% |
33,176
-44,522
| -57% | -$148K |
|
|
RPT
1797
Rithm Property Trust
RPT
$93.7M
| $113K | ﹤0.01% |
+2,915
| New | +$118K |
|
|
PACW
1798
DELISTED
PacWest Bancorp
PACW
| $112K | ﹤0.01% |
14,138
-3,640
| -20% | -$30.4K |
|
1799
CION Investment
CION
$374M
| $112K | ﹤0.01% |
10,570
-13
| -0.1% | -$141 |
|
1800
Chegg
CHGG
$102M
| $110K | ﹤0.01% |
+12,332
| New | +$120K |
|
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Guggenheim Capital's Q3 2023 Portfolio in Review
As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.
By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.
Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.
- Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
- Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
- Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
- Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
- Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
- Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
- Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.
Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.