We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PUMP icon
1776
ProPetro Holding
PUMP
$1.35B
$398K ﹤0.01%
49,164
-124,901
-72% -$1.14M
RFI
1777
Cohen & Steers Total Return Realty Fund
RFI
$310M
$395K ﹤0.01%
23,034
-271
-1% -$4.55K
BBL
1778
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$394K ﹤0.01%
6,587
+1,068
+19% +$58.2K
JAAA icon
1779
Janus Henderson AAA CLO ETF
JAAA
$29.2B
$390K ﹤0.01%
7,746
+1,951
+34% +$98.5K
ESTC icon
1780
Elastic
ESTC
$7.81B
$389K ﹤0.01%
+3,161
New +$477K
ONTO icon
1781
Onto Innovation
ONTO
$15.3B
$388K ﹤0.01%
3,831
+627
+20% +$54.1K
ARES icon
1782
Ares Management
ARES
$30.9B
$387K ﹤0.01%
+4,757
New +$387K
WAFD icon
1783
WaFd
WAFD
$2.75B
$385K ﹤0.01%
11,532
-10,411
-47% -$359K
AVLR
1784
DELISTED
Avalara, Inc.
AVLR
$385K ﹤0.01%
+2,982
New +$466K
CVI icon
1785
CVR Energy
CVI
$3.13B
$383K ﹤0.01%
+22,798
New +$404K
MGA icon
1786
Magna International
MGA
$18.8B
$381K ﹤0.01%
4,704
-1,417
-23% -$115K
NOG icon
1787
Northern Oil and Gas
NOG
$2.35B
$381K ﹤0.01%
+18,499
New +$413K
FLOW
1788
DELISTED
SPX FLOW, Inc.
FLOW
$380K ﹤0.01%
+4,394
New +$354K
GNOG
1789
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
$379K ﹤0.01%
38,045
+564
+2% +$7.99K
KLIC icon
1790
Kulicke & Soffa
KLIC
$4.78B
$378K ﹤0.01%
6,239
-5,698
-48% -$326K
SUN icon
1791
Sunoco
SUN
$13.3B
$376K ﹤0.01%
9,205
+2,069
+29% +$82K
PYN
1792
DELISTED
PIMCO New York Municipal Income Fund III
PYN
$375K ﹤0.01%
40,285
+3,459
+9% +$33.9K
CPA icon
1793
Copa Holdings
CPA
$5.8B
$374K ﹤0.01%
4,523
-85
-2% -$6.66K
BWG
1794
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
$372K ﹤0.01%
31,741
-43,592
-58% -$527K
CALY
1795
Callaway Golf Company
CALY
$3.14B
$370K ﹤0.01%
+13,492
New +$375K
SKM icon
1796
SK Telecom
SKM
$13.2B
$370K ﹤0.01%
13,881
+6,817
+97% +$315K
GGG icon
1797
Graco
GGG
$13.5B
$369K ﹤0.01%
4,573
-4,883
-52% -$371K
CSV icon
1798
Carriage Services
CSV
$569M
$368K ﹤0.01%
5,713
+223
+4% +$11.6K
GMED icon
1799
Globus Medical
GMED
$11.2B
$367K ﹤0.01%
5,081
+1,426
+39% +$104K
JRI icon
1800
Nuveen Real Asset Income & Growth Fund
JRI
$352M
$366K ﹤0.01%
22,727
-267
-1% -$4.15K
70 71
72
73 74

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.