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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DB icon
1776
Deutsche Bank
DB
$71.5B
$458K ﹤0.01%
36,090
+852
+2% +$10.7K
PBA icon
1777
Pembina Pipeline
PBA
$27.6B
$458K ﹤0.01%
14,474
-1,046
-7% -$33K
CAR icon
1778
Avis
CAR
$5.02B
$457K ﹤0.01%
3,922
-1,756
-31% -$155K
CIVI
1779
DELISTED
Civitas Resources
CIVI
$454K ﹤0.01%
9,479
-8,606
-48% -$352K
ZTO icon
1780
ZTO Express
ZTO
$17.9B
$454K ﹤0.01%
14,794
-5,304
-26% -$152K
BBDC icon
1781
Barings BDC
BBDC
$965M
$453K ﹤0.01%
41,107
-69,917
-63% -$754K
CPNG icon
1782
Coupang
CPNG
$29.2B
$453K ﹤0.01%
+16,257
New +$562K
ARCB icon
1783
ArcBest
ARCB
$3.08B
$452K ﹤0.01%
5,522
-9,682
-64% -$638K
DK icon
1784
Delek US
DK
$3.58B
$452K ﹤0.01%
25,144
-9,498
-27% -$162K
GCV
1785
Gabelli Convertible and Income Securities Fund
GCV
$94.7M
$450K ﹤0.01%
73,953
-177,357
-71% -$1.14M
GTLS
1786
DELISTED
Chart Industries
GTLS
$449K ﹤0.01%
2,350
-1,721
-42% -$296K
CP icon
1787
Canadian Pacific Kansas City
CP
$80.5B
$445K ﹤0.01%
6,840
-254
-4% -$18.1K
SC
1788
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
$445K ﹤0.01%
10,678
+4,773
+81% +$196K
SSNC icon
1789
SS&C Technologies
SSNC
$18.6B
$444K ﹤0.01%
6,395
-523
-8% -$38.8K
CATO icon
1790
Cato Corp
CATO
$66.1M
$443K ﹤0.01%
26,791
-46,982
-64% -$785K
PKX icon
1791
POSCO
PKX
$17.5B
$443K ﹤0.01%
6,429
-4,548
-41% -$335K
ASX icon
1792
ASE Group
ASX
$82.2B
$442K ﹤0.01%
56,342
+33,953
+152% +$295K
AVTR icon
1793
Avantor
AVTR
$9.19B
$442K ﹤0.01%
10,804
-64,380
-86% -$2.52M
UA icon
1794
Under Armour Class C
UA
$2.53B
$439K ﹤0.01%
25,057
-305
-1% -$5.84K
WBK
1795
DELISTED
Westpac Banking Corporation
WBK
$439K ﹤0.01%
23,694
-11,063
-32% -$207K
KURA icon
1796
Kura Oncology
KURA
$850M
$438K ﹤0.01%
23,409
-543
-2% -$10.2K
AQN icon
1797
Algonquin Power & Utilities
AQN
$4.42B
$437K ﹤0.01%
29,778
-28,129
-49% -$434K
ENTA icon
1798
Enanta Pharmaceuticals
ENTA
$400M
$437K ﹤0.01%
+7,692
New +$380K
SPSC icon
1799
SPS Commerce
SPSC
$2.64B
$437K ﹤0.01%
2,710
-1,903
-41% -$234K
NWE icon
1800
NorthWestern Energy
NWE
$4.43B
$436K ﹤0.01%
7,606
-1,076
-12% -$66.8K
70 71
72
73 74

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.