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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCN
1776
PIMCO Corporate & Income Strategy Fund
PCN
$885M
$350K ﹤0.01%
20,297
-68
-0.3% -$1.12K
QGEN icon
1777
Qiagen
QGEN
$8.72B
$350K ﹤0.01%
+6,241
New +$333K
ELAN icon
1778
Elanco Animal Health
ELAN
$11.1B
$345K ﹤0.01%
11,251
-2,187
-16% -$66.7K
TXG icon
1779
10x Genomics
TXG
$6.61B
$345K ﹤0.01%
+2,438
New +$354K
ROCK icon
1780
Gibraltar Industries
ROCK
$1.49B
$344K ﹤0.01%
+4,780
New +$319K
SID icon
1781
Companhia Siderúrgica Nacional
SID
$1.23B
$344K ﹤0.01%
57,887
-69,746
-55% -$298K
EVTC icon
1782
Evertec
EVTC
$1.78B
$343K ﹤0.01%
+8,718
New +$324K
TU icon
1783
Telus
TU
$15.3B
$342K ﹤0.01%
17,286
+4,822
+39% +$90.8K
FSS icon
1784
Federal Signal
FSS
$7.83B
$341K ﹤0.01%
+10,270
New +$324K
GSY icon
1785
Invesco Ultra Short Duration ETF
GSY
$3.9B
$341K ﹤0.01%
6,750
– –
MUR icon
1786
Murphy Oil
MUR
$4.78B
$340K ﹤0.01%
28,095
+9,149
+48% +$90.9K
TME icon
1787
Tencent Music
TME
$15.6B
$339K ﹤0.01%
17,628
+4,027
+30% +$65.4K
TEVA icon
1788
Teva Pharmaceuticals
TEVA
$41.2B
$338K ﹤0.01%
+35,095
New +$336K
PRFT
1789
DELISTED
Perficient Inc
PRFT
$338K ﹤0.01%
+7,100
New +$322K
ICUI icon
1790
ICU Medical
ICUI
$4.61B
$335K ﹤0.01%
1,564
-1,487
-49% -$288K
FTS icon
1791
Fortis
FTS
$28.7B
$334K ﹤0.01%
8,174
-1,002
-11% -$41.1K
KTB icon
1792
Kontoor Brands
KTB
$4.26B
$333K ﹤0.01%
8,217
-311
-4% -$11.5K
USNA icon
1793
Usana Health Sciences
USNA
$286M
$332K ﹤0.01%
4,309
+355
+9% +$27.5K
CHGG icon
1794
Chegg
CHGG
$102M
$331K ﹤0.01%
+3,664
New +$291K
SHI
1795
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
$330K ﹤0.01%
16,039
-35
-0.2% -$711
ACIW icon
1796
ACI Worldwide
ACIW
$5.42B
$327K ﹤0.01%
8,499
-10,264
-55% -$344K
FIVN icon
1797
FIVE9
FIVN
$2.54B
$327K ﹤0.01%
1,877
-4,515
-71% -$687K
FMBI
1798
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$326K ﹤0.01%
20,456
+804
+4% +$11.1K
SBS icon
1799
Sabesp
SBS
$18.7B
$324K ﹤0.01%
194,267
+98,856
+104% +$160K
BPYU
1800
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$324K ﹤0.01%
21,681
-3,105
-13% -$47.2K
70 71
72
73 74

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.