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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RES icon
1776
RPC Inc
RES
$1.28B
$357K ﹤0.01%
63,687
-9,910
-13% -$58.9K
MSA icon
1777
Mine Safety
MSA
$7.42B
$355K ﹤0.01%
3,253
-15,686
-83% -$1.65M
SOR
1778
Source Capital
SOR
$387M
$355K ﹤0.01%
9,714
-3,637
-27% -$132K
CPLG
1779
DELISTED
CorePoint Lodging Inc. Common Stock
CPLG
$355K ﹤0.01%
35,105
-548
-2% -$5.92K
STMP
1780
DELISTED
Stamps.com, Inc.
STMP
$355K ﹤0.01%
4,772
+67
+1% +$3.93K
NTR icon
1781
Nutrien
NTR
$31.7B
$354K ﹤0.01%
7,096
-610
-8% -$31.1K
ADX icon
1782
Adams Diversified Equity Fund
ADX
$3.18B
$353K ﹤0.01%
22,270
-10,933
-33% -$171K
GRA
1783
DELISTED
W.R. Grace & Co.
GRA
$353K ﹤0.01%
5,290
-32,656
-86% -$2.29M
OSB
1784
DELISTED
Norbord Inc.
OSB
$350K ﹤0.01%
14,604
+1,509
+12% +$35.4K
MEDP icon
1785
Medpace
MEDP
$16B
$348K ﹤0.01%
4,140
-2,146
-34% -$162K
TYL icon
1786
Tyler Technologies
TYL
$12.5B
$348K ﹤0.01%
+1,323
New +$324K
WLKP icon
1787
Westlake Chemical Partners
WLKP
$750M
$348K ﹤0.01%
14,971
+4,603
+44% +$104K
X
1788
DELISTED
US Steel
X
$348K ﹤0.01%
30,192
-13,408
-31% -$173K
VVV icon
1789
Valvoline
VVV
$4.95B
$347K ﹤0.01%
15,740
-3,124
-17% -$67K
EVG
1790
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$346K ﹤0.01%
26,550
-1,561
-6% -$20.7K
SABA
1791
Saba Capital Income & Opportunities Fund II
SABA
$221M
$344K ﹤0.01%
28,035
-2,436
-8% -$30.5K
SPWR
1792
DELISTED
SunPower Corporation Common Stock
SPWR
$344K ﹤0.01%
+47,820
New +$395K
DDS icon
1793
Dillards
DDS
$9.57B
$343K ﹤0.01%
5,187
-8,163
-61% -$522K
WING icon
1794
Wingstop
WING
$3.55B
$342K ﹤0.01%
3,917
-1,724
-31% -$164K
ACM icon
1795
Aecom
ACM
$9.61B
$340K ﹤0.01%
9,050
-23,496
-72% -$846K
GSY icon
1796
Invesco Ultra Short Duration ETF
GSY
$3.9B
$340K ﹤0.01%
6,750
– –
MTT
1797
DELISTED
Western Asset Municipal Defined Opportunity Trust Inc.
MTT
$339K ﹤0.01%
15,654
-168
-1% -$3.66K
SWN
1798
DELISTED
Southwestern Energy Company
SWN
$338K ﹤0.01%
174,827
-6,113
-3% -$13.1K
TECK icon
1799
Teck Resources
TECK
$29.5B
$337K ﹤0.01%
20,782
+1,780
+9% +$33.6K
ZS icon
1800
Zscaler
ZS
$26.4B
$336K ﹤0.01%
+7,118
New +$513K
70 71
72
73 74

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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.