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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADC icon
1776
Agree Realty
ADC
$9.23B
$1.69M ﹤0.01%
35,294
-36,361
-51% -$1.72M
PENN icon
1777
PENN Entertainment
PENN
$2.68B
$1.69M ﹤0.01%
91,688
+74,039
+420% +$1.09M
HRTX icon
1778
Heron Therapeutics
HRTX
$97.5M
$1.68M ﹤0.01%
112,108
+10,039
+10% +$139K
LGIH icon
1779
LGI Homes
LGIH
$1.3B
$1.68M ﹤0.01%
49,637
-23,841
-32% -$727K
SMFG icon
1780
Sumitomo Mitsui Financial
SMFG
$160B
$1.68M ﹤0.01%
+232,143
New +$1.8M
YORW icon
1781
York Water
YORW
$499M
$1.68M ﹤0.01%
47,873
+325
+0.7% +$11.5K
MUI
1782
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$1.68M ﹤0.01%
120,995
-13,802
-10% -$191K
FLEX icon
1783
Flex
FLEX
$42.7B
$1.67M ﹤0.01%
131,814
-11,602
-8% -$139K
ETG
1784
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.82B
$1.66M ﹤0.01%
106,081
+10,677
+11% +$162K
TRP icon
1785
TC Energy
TRP
$68.6B
$1.66M ﹤0.01%
36,118
-12,437
-26% -$580K
CRZO
1786
DELISTED
Carrizo Oil & Gas Inc
CRZO
$1.66M ﹤0.01%
58,053
+6,507
+13% +$214K
BKS
1787
DELISTED
Barnes & Noble
BKS
$1.66M ﹤0.01%
179,281
-33,347
-16% -$333K
PLXS icon
1788
Plexus
PLXS
$6.93B
$1.66M ﹤0.01%
28,628
-3,233
-10% -$180K
SAN icon
1789
Banco Santander
SAN
$206B
$1.65M ﹤0.01%
283,561
-504,478
-64% -$2.71M
NBHC icon
1790
National Bank Holdings
NBHC
$1.93B
$1.65M ﹤0.01%
50,701
-7,307
-13% -$235K
APAM icon
1791
Artisan Partners
APAM
$2.96B
$1.64M ﹤0.01%
59,578
+13,925
+31% +$399K
PHI icon
1792
PLDT
PHI
$4.27B
$1.64M ﹤0.01%
51,049
-8,093
-14% -$242K
SSTK icon
1793
Shutterstock
SSTK
$223M
$1.63M ﹤0.01%
39,523
-4,925
-11% -$235K
STC icon
1794
Stewart Information Services
STC
$2.1B
$1.63M ﹤0.01%
36,920
-7,237
-16% -$319K
IEP icon
1795
Icahn Enterprises
IEP
$5.17B
$1.63M ﹤0.01%
31,761
+406
+1% +$22.9K
SCLN
1796
DELISTED
Sciclone Pharmaceuticals Inc
SCLN
$1.62M ﹤0.01%
165,322
-19,500
-11% -$195K
ECOL
1797
DELISTED
US Ecology, Inc.
ECOL
$1.62M ﹤0.01%
34,520
-4,150
-11% -$208K
STMP
1798
DELISTED
Stamps.com, Inc.
STMP
$1.61M ﹤0.01%
13,648
-2,249
-14% -$278K
TCO
1799
DELISTED
Taubman Centers Inc.
TCO
$1.61M ﹤0.01%
24,441
+11,540
+89% +$799K
SAFT icon
1800
Safety Insurance
SAFT
$1.52B
$1.61M ﹤0.01%
22,988
+4,887
+27% +$350K
70 71
72
73 74

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.