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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
(+8.8%)
Cap. Flow
+$1.71B
Cap. Flow
% of AUM
4.89%
Top 10 Holdings %
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
SandRidge Energy
SD
|
+$44.3M |
| 2 |
Howmet Aerospace
HWM
|
+$42.3M |
| 3 |
Coty
COTY
|
+$39.2M |
| 4 |
Applied Materials
AMAT
|
+$34.4M |
| 5 |
Charter Communications
CHTR
|
+$32.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alcoa
AA
|
+$47.5M |
| 2 |
DO
Diamond Offshore Drilling
DO
|
+$35.1M |
| 3 |
RAI
Reynolds American Inc
RAI
|
+$29.4M |
| 4 |
O-I Glass
OI
|
+$28M |
| 5 |
Mondelez International
MDLZ
|
+$24.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 12.98% |
| 2 | Technology | 12.86% |
| 3 | Healthcare | 11.03% |
| 4 | Industrials | 11.01% |
| 5 | Consumer Discretionary | 10.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SUP
1776
DELISTED
Superior Industries International
SUP
| $1.75M | 0.01% |
66,559
-7,098
| -10% | -$187K |
|
1777
Horizon Technology Finance
HRZN
$313M
| $1.75M | 0.01% |
166,046
+35,572
| +27% | +$419K |
|
1778
COPT Defense Properties
CDP
$4.23B
| $1.75M | 0.01% |
55,936
+3,349
| +6% | +$95K |
|
|
CEB
1779
DELISTED
CEB Inc.
CEB
| $1.75M | 0.01% |
28,802
-67,490
| -70% | -$3.73M |
|
1780
United Bankshares
UBSI
$6.62B
| $1.74M | 0.01% |
37,682
+7,206
| +24% | +$306K |
|
1781
Fidelity Total Bond ETF
FBND
$27.2B
| $1.74M | 0.01% |
+34,883
| New | +$1.75M |
|
|
JTD
1782
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
| $1.73M | 0.01% |
124,440
+13,779
| +12% | +$195K |
|
|
SRCI
1783
DELISTED
SRC Energy Inc
SRCI
| $1.73M | 0.01% |
194,543
-186,757
| -49% | -$1.52M |
|
1784
Ameris Bancorp
ABCB
$5.91B
| $1.73M | 0.01% |
39,740
-25,923
| -39% | -$1.05M |
|
1785
Interactive Brokers
IBKR
$39.2B
| $1.73M | 0.01% |
189,776
+27,244
| +17% | +$248K |
|
1786
Plexus
PLXS
$7.23B
| $1.72M | ﹤0.01% |
31,861
-7,815
| -20% | -$387K |
|
|
NUAN
1787
DELISTED
Nuance Communications, Inc.
NUAN
| $1.72M | ﹤0.01% |
133,534
+87,229
| +188% | +$1.12M |
|
1788
OFG Bancorp
OFG
$2.21B
| $1.72M | ﹤0.01% |
130,990
-17,913
| -12% | -$215K |
|
|
JOYY
1789
JOYY Inc
JOYY
$3.75B
| $1.72M | ﹤0.01% |
43,512
+7,469
| +21% | +$351K |
|
|
FSP
1790
Franklin Street Properties
FSP
$46.8M
| $1.71M | ﹤0.01% |
132,310
-125,215
| -49% | -$1.51M |
|
|
TEN
1791
Tsakos Energy Navigation Ltd
TEN
$1.16B
| $1.71M | ﹤0.01% |
73,066
+15,159
| +26% | +$357K |
|
|
ACOR
1792
DELISTED
Acorda Therapeutics
ACOR
| $1.71M | ﹤0.01% |
759
-195
| -20% | -$464K |
|
1793
WPP
WPP
$5.95B
| $1.71M | ﹤0.01% |
15,436
-15,942
| -51% | -$1.73M |
|
1794
Rambus
RMBS
$11.1B
| $1.71M | ﹤0.01% |
123,871
+13,431
| +12% | +$174K |
|
1795
Ingevity
NGVT
$2.68B
| $1.7M | ﹤0.01% |
30,928
-22,306
| -42% | -$1.07M |
|
|
XLRN
1796
DELISTED
Acceleron Pharma
XLRN
| $1.7M | ﹤0.01% |
+66,406
| New | +$2.1M |
|
1797
National Fuel Gas
NFG
$7.66B
| $1.69M | ﹤0.01% |
29,926
+435
| +1% | +$23.8K |
|
1798
Cadence Design Systems
CDNS
$94.5B
| $1.69M | ﹤0.01% |
67,100
-187,165
| -74% | -$4.81M |
|
1799
CEMIG Preferred Shares
CIG
$6.09B
| $1.69M | ﹤0.01% |
1,456,254
-115,429
| -7% | -$146K |
|
|
X
1800
DELISTED
US Steel
X
| $1.69M | ﹤0.01% |
51,147
-314,473
| -86% | -$8.41M |
|
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Guggenheim Capital's Q4 2016 Portfolio in Review
As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.
Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.
By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.
- Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
- Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
- Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
- Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
- Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
- Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
- Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.
Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.