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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
TTE icon
TotalEnergies
TTE
+$80.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
4
EMC
EMC CORPORATION
EMC
+$36.4M
5
GAS
AGL Resources Inc
GAS
+$36.3M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRCE icon
1776
1st Source
SRCE
$2.17B
$1.57M ﹤0.01%
44,135
-22,269
-34% -$763K
WIP icon
1777
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$474M
$1.57M ﹤0.01%
27,653
+239
+0.9% +$13.4K
MTRN icon
1778
Materion
MTRN
$6.18B
$1.57M ﹤0.01%
51,226
-143
-0.3% -$4.02K
IPHS
1779
DELISTED
Innophos Holdings, Inc.
IPHS
$1.57M ﹤0.01%
40,296
-15,090
-27% -$620K
AL
1780
DELISTED
Air Lease Corp
AL
$1.57M ﹤0.01%
54,842
+46,372
+547% +$1.31M
RCI icon
1781
Rogers Communications
RCI
$18.3B
$1.57M ﹤0.01%
36,903
+22,291
+153% +$956K
LL
1782
DELISTED
LL Flooring Holdings, Inc.
LL
$1.56M ﹤0.01%
79,372
-1,732
-2% -$28.4K
ING icon
1783
ING
ING
$103B
$1.56M ﹤0.01%
126,221
-8,168
-6% -$94.8K
FOXF icon
1784
Fox Factory Holding Corp
FOXF
$824M
$1.55M ﹤0.01%
+67,510
New +$1.33M
PZZA icon
1785
Papa John's
PZZA
$979M
$1.55M ﹤0.01%
19,673
-2,723
-12% -$203K
WOR icon
1786
Worthington Enterprises
WOR
$2.87B
$1.55M ﹤0.01%
52,394
-1,171
-2% -$31.3K
POWL icon
1787
Powell Industries
POWL
$7.59B
$1.55M ﹤0.01%
116,130
+309
+0.3% +$3.94K
ASB icon
1788
Associated Banc-Corp
ASB
$5.95B
$1.55M ﹤0.01%
79,042
-29,559
-27% -$558K
WBT
1789
DELISTED
Welbilt, Inc.
WBT
$1.55M ﹤0.01%
95,462
-13,695
-13% -$234K
MTN icon
1790
Vail Resorts
MTN
$5.39B
$1.55M ﹤0.01%
9,861
+4,162
+73% +$634K
FMN
1791
Federated Hermes Premier Municipal Income Fund
FMN
$87M
$1.55M ﹤0.01%
96,211
+8,450
+10% +$138K
SA
1792
Seabridge Gold
SA
$3.14B
$1.54M ﹤0.01%
139,997
+7,830
+6% +$98K
ON icon
1793
ON Semiconductor
ON
$29.9B
$1.54M ﹤0.01%
125,160
-59,448
-32% -$615K
ZAYO
1794
DELISTED
Zayo Group Holdings, Inc.
ZAYO
$1.54M ﹤0.01%
51,906
-35,134
-40% -$1.02M
NDP
1795
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$1.54M ﹤0.01%
12,085
-1,110
-8% -$137K
EXLS icon
1796
EXL Service
EXLS
$5.11B
$1.54M ﹤0.01%
154,390
-19,320
-11% -$196K
SAN icon
1797
Banco Santander
SAN
$209B
$1.54M ﹤0.01%
364,263
-584,358
-62% -$2.39M
WWE
1798
DELISTED
World Wrestling Entertainment
WWE
$1.54M ﹤0.01%
72,184
-9,727
-12% -$197K
VIPS icon
1799
Vipshop
VIPS
$7.46B
$1.53M ﹤0.01%
104,542
+30,525
+41% +$429K
AFAM
1800
DELISTED
Almost Family Inc
AFAM
$1.53M ﹤0.01%
41,636
-5,120
-11% -$200K
70 71
72
73 74

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.