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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.11%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARII
1776
DELISTED
American Railcar Industries, Inc.
ARII
$1.5M ﹤0.01%
+36,931
New +$1.54M
AG icon
1777
First Majestic Silver
AG
$8.52B
$1.5M ﹤0.01%
231,511
-97,417
-30% -$424K
SBSI icon
1778
Southside Bancshares
SBSI
$974M
$1.5M ﹤0.01%
61,871
-5,941
-9% -$129K
MEN
1779
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$1.5M ﹤0.01%
121,011
-24,019
-17% -$295K
EGRX
1780
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
$1.49M ﹤0.01%
36,850
+15,804
+75% +$1M
HYB
1781
DELISTED
New America High Income Fund, Inc.
HYB
$1.49M ﹤0.01%
184,609
-21,744
-11% -$164K
SNY icon
1782
Sanofi
SNY
$104B
$1.49M ﹤0.01%
37,007
-5,706
-13% -$229K
TAL icon
1783
TAL Education Group
TAL
$6.91B
$1.49M ﹤0.01%
179,358
-24,180
-12% -$193K
ATML
1784
DELISTED
ATMEL CORP
ATML
$1.48M ﹤0.01%
182,645
-42,325
-19% -$342K
SSNC icon
1785
SS&C Technologies
SSNC
$18.7B
$1.48M ﹤0.01%
46,754
+30,808
+193% +$936K
KMPR icon
1786
Kemper
KMPR
$1.76B
$1.48M ﹤0.01%
50,069
+16,676
+50% +$500K
NBIS
1787
Nebius Group N.V.
NBIS
$48.2B
$1.48M ﹤0.01%
96,640
+63,401
+191% +$867K
UTI icon
1788
Universal Technical Institute
UTI
$1.53B
$1.48M ﹤0.01%
343,130
+53,966
+19% +$211K
PERY
1789
DELISTED
Perry Ellis International Inc
PERY
$1.47M ﹤0.01%
80,089
+11,165
+16% +$204K
TILE icon
1790
Interface
TILE
$2.04B
$1.47M ﹤0.01%
79,380
-19,148
-19% -$322K
NEOG icon
1791
Neogen
NEOG
$2.46B
$1.47M ﹤0.01%
77,784
-17,472
-18% -$333K
AIRM
1792
DELISTED
Air Methods Corp
AIRM
$1.47M ﹤0.01%
40,492
+4,748
+13% +$180K
JRI icon
1793
Nuveen Real Asset Income & Growth Fund
JRI
$347M
$1.46M ﹤0.01%
95,160
-29,258
-24% -$418K
HEZU icon
1794
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$584M
$1.46M ﹤0.01%
60,002
-6,854
-10% -$164K
CVGW
1795
DELISTED
Calavo Growers
CVGW
$1.45M ﹤0.01%
25,483
-9,326
-27% -$484K
YORW icon
1796
York Water
YORW
$512M
$1.45M ﹤0.01%
47,573
-5,191
-10% -$142K
BDN
1797
Brandywine Realty Trust
BDN
$554M
$1.45M ﹤0.01%
103,457
-24,231
-19% -$310K
WBMD
1798
DELISTED
WebMD Health Corp.
WBMD
$1.45M ﹤0.01%
23,166
-17,875
-44% -$958K
FRAN
1799
DELISTED
Francesca's Holdings Corporation
FRAN
$1.45M ﹤0.01%
6,296
-1,389
-18% -$300K
SWFT
1800
DELISTED
Swift Transportation Company
SWFT
$1.45M ﹤0.01%
77,692
-40,902
-34% -$663K
70 71
72
73 74

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.