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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$122M
Cap. Flow %
-0.31%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PB icon
1776
Prosperity Bancshares
PB
$8.89B
$1.87M ﹤0.01%
33,827
+18,784
+125% +$1.06M
VLY icon
1777
Valley National Bancorp
VLY
$8.04B
$1.87M ﹤0.01%
192,513
+7,538
+4% +$73K
AIG.WS
1778
DELISTED
American International Group, Inc.
AIG.WS
$1.87M ﹤0.01%
75,853
– –
VIPS icon
1779
Vipshop
VIPS
$7.43B
$1.86M ﹤0.01%
95,360
-310,750
-77% -$6.56M
EOT
1780
Eaton Vance National Municipal Opportunities Trust
EOT
$273M
$1.86M ﹤0.01%
88,515
-9,640
-10% -$196K
NPP
1781
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$1.86M ﹤0.01%
125,917
+45,369
+56% +$666K
AM
1782
DELISTED
ANTERO MIDSTREAM PARTNERS LP
AM
$1.86M ﹤0.01%
+67,567
New +$1.8M
NTT
1783
DELISTED
Nippon Telegraph & Telephone
NTT
$1.85M ﹤0.01%
72,244
+4,648
+7% +$131K
HQCL
1784
DELISTED
Hanwha Q CELLS Co., Ltd.
HQCL
$1.84M ﹤0.01%
167,704
-34,786
-17% -$613K
ODP
1785
DELISTED
ODP
ODP
$1.84M ﹤0.01%
21,428
-20,537
-49% -$1.31M
NXK
1786
DELISTED
NUVEEN N.Y. DIV ADV MUNI FD
NXK
$1.84M ﹤0.01%
139,796
-16,288
-10% -$214K
KGC icon
1787
Kinross Gold
KGC
$30.4B
$1.84M ﹤0.01%
651,293
-46,740
-7% -$131K
IMGN
1788
DELISTED
Immunogen Inc
IMGN
$1.84M ﹤0.01%
301,045
+55,875
+23% +$511K
CBD
1789
DELISTED
Companhia Brasileira de Distribuicao
CBD
$1.83M ﹤0.01%
49,830
-10,217
-17% -$413K
ZWS icon
1790
Zurn Elkay Water Solutions
ZWS
$8.6B
$1.83M ﹤0.01%
134,909
-504,329
-79% -$6.66M
RDS.B
1791
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$1.83M ﹤0.01%
26,351
+19,235
+270% +$1.39M
CKH
1792
DELISTED
Seacor Holdings Inc.
CKH
$1.83M ﹤0.01%
25,645
+9,211
+56% +$668K
AZTA icon
1793
Azenta
AZTA
$1.43B
$1.83M ﹤0.01%
143,478
-66,905
-32% -$779K
AMSG
1794
DELISTED
Amsurg Corp
AMSG
$1.83M ﹤0.01%
33,361
-1,473
-4% -$75.1K
CPE
1795
DELISTED
Callon Petroleum Company
CPE
$1.82M ﹤0.01%
33,474
+15,129
+82% +$894K
COR
1796
DELISTED
Coresite Realty Corporation
COR
$1.82M ﹤0.01%
46,707
+12,706
+37% +$469K
WDAY icon
1797
Workday
WDAY
$41.8B
$1.82M ﹤0.01%
22,284
+8,959
+67% +$774K
VRTV
1798
DELISTED
VERITIV CORPORATION
VRTV
$1.82M ﹤0.01%
+35,043
New +$1.68M
SNPS icon
1799
Synopsys
SNPS
$77.7B
$1.81M ﹤0.01%
41,615
+1,998
+5% +$83K
LHCG
1800
DELISTED
LHC Group LLC
LHCG
$1.81M ﹤0.01%
57,954
-12,565
-18% -$317K
70 71
72
73 74

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.