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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLMS
1776
DELISTED
Calamos Asset Management, Inc.
CLMS
$1.94M ﹤0.01%
171,679
-15,596
-8% -$197K
LUMO
1777
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$1.93M ﹤0.01%
10,033
-544
-5% -$120K
BCC icon
1778
Boise Cascade
BCC
$2.94B
$1.93M ﹤0.01%
64,159
+2,140
+3% +$62.6K
WBMD
1779
DELISTED
WebMD Health Corp.
WBMD
$1.92M ﹤0.01%
46,026
-3,513
-7% -$170K
DXYN
1780
DELISTED
Dixie Group Inc
DXYN
$1.92M ﹤0.01%
221,433
+20,052
+10% +$180K
ANDE icon
1781
Andersons Inc
ANDE
$2.31B
$1.92M ﹤0.01%
30,513
+2,171
+8% +$132K
CASY icon
1782
Casey's General Stores
CASY
$30.8B
$1.91M ﹤0.01%
26,647
+3,182
+14% +$221K
ROIC
1783
DELISTED
Retail Opportunity Investments Corp.
ROIC
$1.91M ﹤0.01%
129,885
-14,443
-10% -$225K
CCRN
1784
DELISTED
Cross Country Healthcare
CCRN
$1.91M ﹤0.01%
205,330
-4,280
-2% -$32.8K
OREX
1785
DELISTED
Orexigen Therapeutics, Inc.
OREX
$1.91M ﹤0.01%
44,727
+6,408
+17% +$344K
TAL icon
1786
TAL Education Group
TAL
$6.91B
$1.9M ﹤0.01%
326,736
-8,490
-3% -$45.1K
TLK icon
1787
Telkom Indonesia
TLK
$14.8B
$1.9M ﹤0.01%
79,108
-71,746
-48% -$1.66M
FSL
1788
DELISTED
FREESCALE SEMICONDUCTOR LTD
FSL
$1.9M ﹤0.01%
97,465
+53,683
+123% +$1.15M
DOX icon
1789
Amdocs
DOX
$6.28B
$1.9M ﹤0.01%
41,449
-2,578
-6% -$121K
DAKT icon
1790
Daktronics
DAKT
$1.05B
$1.9M ﹤0.01%
154,585
+25,697
+20% +$313K
CHSP
1791
DELISTED
Chesapeake Lodging Trust
CHSP
$1.9M ﹤0.01%
65,065
+6,006
+10% +$180K
SCI icon
1792
Service Corp International
SCI
$11.6B
$1.89M ﹤0.01%
89,616
-78,387
-47% -$1.67M
AXE
1793
DELISTED
Anixter International Inc
AXE
$1.89M ﹤0.01%
22,328
-106
-0.5% -$9.62K
TEO icon
1794
Telecom Argentina
TEO
$5.94B
$1.89M ﹤0.01%
93,284
+48,096
+106% +$1.02M
MTUS icon
1795
Metallus
MTUS
$888M
$1.89M ﹤0.01%
+40,607
New +$1.88M
MUH
1796
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$1.88M ﹤0.01%
125,904
-12,384
-9% -$186K
TUES
1797
DELISTED
Tuesday Morning Corp
TUES
$1.88M ﹤0.01%
97,009
-26,752
-22% -$477K
NTLS
1798
DELISTED
NTELOS HLDGS CORP COM
NTLS
$1.88M ﹤0.01%
176,751
-12,743
-7% -$159K
ENOC
1799
DELISTED
EnerNOC, Inc.
ENOC
$1.88M ﹤0.01%
110,702
-14,343
-11% -$268K
LAMR icon
1800
Lamar Advertising Co
LAMR
$16.2B
$1.87M ﹤0.01%
38,051
+29,687
+355% +$1.53M
70 71
72
73 74

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.