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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETD icon
1751
Ethan Allen Interiors
ETD
$603M
$231K ﹤0.01%
8,410
-1,194
-12% -$33.9K
ENSG icon
1752
The Ensign Group
ENSG
$10.7B
$231K ﹤0.01%
2,417
-644
-21% -$59K
VLY icon
1753
Valley National Bancorp
VLY
$8.04B
$230K ﹤0.01%
24,926
+6,899
+38% +$76.3K
CPAAW
1754
DELISTED
Conyers Park III Acquisition Corp. Warrants
CPAAW
$230K ﹤0.01%
1,150,862
– –
ASO icon
1755
Academy Sports + Outdoors
ASO
$2.98B
$227K ﹤0.01%
3,484
-14,174
-80% -$835K
CPNG icon
1756
Coupang
CPNG
$29.2B
$226K ﹤0.01%
14,101
+286
+2% +$4.43K
PATK icon
1757
Patrick Industries
PATK
$2.85B
$226K ﹤0.01%
4,917
-9,122
-65% -$423K
RC
1758
Ready Capital
RC
$308M
$225K ﹤0.01%
+22,164
New +$259K
ABG icon
1759
Asbury Automotive
ABG
$3.85B
$225K ﹤0.01%
1,072
-1,178
-52% -$250K
QDEL icon
1760
QuidelOrtho
QDEL
$838M
$225K ﹤0.01%
2,526
-6,673
-73% -$581K
SAP icon
1761
SAP
SAP
$238B
$225K ﹤0.01%
+1,776
New +$208K
AMC icon
1762
AMC Entertainment Holdings
AMC
$2.31B
$225K ﹤0.01%
4,484
+3,244
+262% +$172K
FIVE icon
1763
Five Below
FIVE
$13.5B
$224K ﹤0.01%
+1,088
New +$214K
PTON icon
1764
Peloton Interactive
PTON
$2.49B
$223K ﹤0.01%
+19,694
New +$237K
MFG icon
1765
Mizuho Financial
MFG
$130B
$222K ﹤0.01%
78,900
-26,214
-25% -$80.2K
FLEX icon
1766
Flex
FLEX
$44.8B
$222K ﹤0.01%
+12,806
New +$222K
TY icon
1767
TRI-Continental Corp
TY
$1.9B
$220K ﹤0.01%
8,297
+150
+2% +$4.02K
UTF icon
1768
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$220K ﹤0.01%
9,017
-44
-0.5% -$1.08K
GOOD
1769
Gladstone Commercial Corp
GOOD
$627M
$218K ﹤0.01%
17,264
+2,715
+19% +$41.2K
GRBK icon
1770
Green Brick Partners
GRBK
$3.14B
$218K ﹤0.01%
6,213
-4,135
-40% -$128K
BOKF icon
1771
BOK Financial
BOKF
$8.74B
$218K ﹤0.01%
2,580
-113,982
-98% -$11.1M
W icon
1772
Wayfair
W
$14.6B
$218K ﹤0.01%
+6,338
New +$281K
NSIT icon
1773
Insight Enterprises
NSIT
$4.38B
$218K ﹤0.01%
+1,522
New +$189K
RMR icon
1774
The RMR Group
RMR
$332M
$218K ﹤0.01%
8,291
+54
+0.7% +$1.51K
CQP icon
1775
Cheniere Energy
CQP
$31.3B
$217K ﹤0.01%
4,583
+449
+11% +$22.9K
69 70
71
72 73

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.