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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-4.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$10.9B
AUM Growth
-$1.75B
Cap. Flow
-$1.1B
Cap. Flow %
-10.04%
Top 10 Hldgs %
12.82%
Holding
2,117
New
74
Increased
714
Reduced
1,076
Closed
223

Top Buys

Rank Stock Value
1
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$13.4M
2
FOX icon
Fox Class B
FOX
+$8.16M
3
HR icon
Healthcare Realty
HR
+$7.59M
4
SYY icon
Sysco
SYY
+$6.97M
5
MDU icon
MDU Resources
MDU
+$6.67M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$367M
2
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.5M
3
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$35.5M
4
GTPB
Gores Technology Partners II, Inc. Class A Common
GTPB
+$33.5M
5
GSEV
Gores Holdings VII, Inc. Class A Common Stock
GSEV
+$29.3M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Financials 11.3%
3 Healthcare 11.28%
4 Consumer Discretionary 7.69%
5 Industrials 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MFIC icon
1751
MidCap Financial Investment
MFIC
$804M
$226K ﹤0.01%
22,118
-1,060
-5% -$12.9K
ONTO icon
1752
Onto Innovation
ONTO
$15.3B
$226K ﹤0.01%
3,528
-2,611
-43% -$192K
RACE icon
1753
Ferrari
RACE
$72.5B
$226K ﹤0.01%
+1,220
New +$243K
SPSC icon
1754
SPS Commerce
SPSC
$2.64B
$225K ﹤0.01%
1,814
-778
-30% -$94.3K
KN icon
1755
Knowles
KN
$3.34B
$224K ﹤0.01%
18,437
-53,900
-75% -$864K
SENEA icon
1756
Seneca Foods Class A
SENEA
$1.21B
$224K ﹤0.01%
4,438
-6,391
-59% -$351K
UFCS icon
1757
United Fire Group
UFCS
$1.4B
$224K ﹤0.01%
7,793
-10,972
-58% -$339K
ESGR
1758
DELISTED
Enstar Group
ESGR
$221K ﹤0.01%
1,303
-4,623
-78% -$903K
BME icon
1759
BlackRock Health Sciences Trust
BME
$570M
$220K ﹤0.01%
5,664
+408
+8% +$17.4K
NX icon
1760
Quanex
NX
$1.01B
$220K ﹤0.01%
12,129
+2,852
+31% +$64.5K
VIVO
1761
DELISTED
Meridian Bioscience Inc
VIVO
$220K ﹤0.01%
+6,965
New +$226K
BCE icon
1762
BCE
BCE
$21.2B
$219K ﹤0.01%
+5,203
New +$253K
PCF
1763
High Income Securities Fund
PCF
$99.9M
$219K ﹤0.01%
31,851
+2,350
+8% +$17.5K
HCC icon
1764
Warrior Met Coal
HCC
$4.86B
$218K ﹤0.01%
7,651
-456
-6% -$14K
SUN icon
1765
Sunoco
SUN
$13.3B
$218K ﹤0.01%
5,584
-166
-3% -$6.53K
VYM icon
1766
Vanguard High Dividend Yield ETF
VYM
$82.8B
$218K ﹤0.01%
+2,299
New +$239K
CHH icon
1767
Choice Hotels
CHH
$4.8B
$217K ﹤0.01%
1,982
-18,207
-90% -$2.09M
ENIC icon
1768
Enel Chile
ENIC
$6.28B
$217K ﹤0.01%
157,173
-89,808
-36% -$133K
XPEL icon
1769
XPEL
XPEL
$1.38B
$217K ﹤0.01%
3,368
-4,361
-56% -$283K
UNVR
1770
DELISTED
Univar Solutions Inc.
UNVR
$216K ﹤0.01%
9,492
-6,400
-40% -$161K
GEO icon
1771
The GEO Group
GEO
$4.04B
$215K ﹤0.01%
27,963
-38,485
-58% -$284K
KLIC icon
1772
Kulicke & Soffa
KLIC
$4.78B
$215K ﹤0.01%
5,585
-4,707
-46% -$208K
SMPL icon
1773
Simply Good Foods
SMPL
$982M
$215K ﹤0.01%
6,709
-3,822
-36% -$125K
VICR icon
1774
Vicor
VICR
$10.2B
$215K ﹤0.01%
3,623
-341
-9% -$22.5K
NXN
1775
DELISTED
Nuveen New York Tax-Free Income Portfolio
NXN
$212K ﹤0.01%
19,147
+8,554
+81% +$101K
69 70
71
72 73

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Guggenheim Capital held 2,117 positions worth $10.9B, down 14% from $12.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital withdrew a net $1.1B in Q3 2022, closing 223 positions and reducing 1,076 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $367M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust worth $11.6M.

  • Guggenheim Capital's largest Q3 2022 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 751,061 shares worth $11.6M.
  • Guggenheim Capital added most to Fox Class B in Q3 2022, an estimated $8.16M increase.
  • Guggenheim Capital's biggest Q3 2022 reduction was KKR Acquisition Holdings I Corp., cutting an estimated $36.5M.
  • Guggenheim Capital fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $367M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $10.9B portfolio in Q3 2022.
  • Guggenheim Capital opened 74 new positions and closed 223 in Q3 2022.
  • Guggenheim Capital's portfolio value fell 14% quarter-over-quarter to $10.9B.

Based on Guggenheim Capital's 13F filing for Q3 2022, filed 14 Nov 2022.