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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IART icon
1751
Integra LifeSciences
IART
$1.34B
$463K ﹤0.01%
6,696
+170
+3% +$11.5K
SCHL icon
1752
Scholastic
SCHL
$792M
$462K ﹤0.01%
+15,330
New +$431K
AX icon
1753
Axos Financial
AX
$5.68B
$461K ﹤0.01%
9,815
-7,918
-45% -$357K
DXPE icon
1754
DXP Enterprises
DXPE
$2.98B
$461K ﹤0.01%
+15,274
New +$435K
VVV icon
1755
Valvoline
VVV
$4.51B
$461K ﹤0.01%
17,679
-5,437
-24% -$136K
H icon
1756
Hyatt Hotels
H
$16.7B
$460K ﹤0.01%
5,563
+2,788
+100% +$219K
ZYXI
1757
DELISTED
Zynex
ZYXI
$460K ﹤0.01%
33,112
-31,108
-48% -$475K
CRS icon
1758
Carpenter Technology
CRS
$28.4B
$459K ﹤0.01%
+11,150
New +$424K
KKR icon
1759
KKR & Co
KKR
$92.3B
$458K ﹤0.01%
9,379
+2,541
+37% +$114K
HLX icon
1760
Helix Energy Solutions
HLX
$1.41B
$456K ﹤0.01%
90,384
+54,664
+153% +$272K
ATRC icon
1761
AtriCure
ATRC
$2.11B
$455K ﹤0.01%
6,947
-104
-1% -$6.41K
FND icon
1762
Floor & Decor
FND
$6.68B
$452K ﹤0.01%
4,739
-1,398
-23% -$136K
SLGN icon
1763
Silgan Holdings
SLGN
$4.41B
$452K ﹤0.01%
10,744
-3,193
-23% -$125K
MMSI icon
1764
Merit Medical Systems
MMSI
$5.32B
$451K ﹤0.01%
7,526
-5,504
-42% -$315K
AAMI
1765
Acadian Asset Management
AAMI
$3.19B
$451K ﹤0.01%
22,150
-20,800
-48% -$410K
TECK icon
1766
Teck Resources
TECK
$32.6B
$450K ﹤0.01%
23,445
-8,220
-26% -$167K
MANH icon
1767
Manhattan Associates
MANH
$11.4B
$449K ﹤0.01%
3,824
+143
+4% +$17.3K
POWL icon
1768
Powell Industries
POWL
$7.71B
$449K ﹤0.01%
+39,765
New +$419K
UVV icon
1769
Universal Corp
UVV
$1.27B
$449K ﹤0.01%
+7,606
New +$399K
IRT icon
1770
Independence Realty Trust
IRT
$4.07B
$448K ﹤0.01%
29,442
+603
+2% +$8.55K
FAX
1771
abrdn Asia-Pacific Income Fund
FAX
$600M
$446K ﹤0.01%
18,189
+8,285
+84% +$217K
IQ icon
1772
iQIYI
IQ
$1.28B
$445K ﹤0.01%
26,768
+10,154
+61% +$235K
RITM icon
1773
Rithm Capital
RITM
$5.69B
$442K ﹤0.01%
39,301
-19,263
-33% -$196K
CSGP icon
1774
CoStar Group
CSGP
$12.3B
$441K ﹤0.01%
5,370
-44,040
-89% -$3.8M
DK icon
1775
Delek US
DK
$3.58B
$440K ﹤0.01%
20,188
-6,844
-25% -$149K
69 70
71
72 73

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.