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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RMR icon
1751
The RMR Group
RMR
$332M
$220K ﹤0.01%
8,017
– –
SKYW icon
1752
Skywest
SKYW
$4.34B
$220K ﹤0.01%
+7,353
New +$229K
TU icon
1753
Telus
TU
$15.3B
$220K ﹤0.01%
+12,464
New +$221K
RCM
1754
DELISTED
R1 RCM Inc. Common Stock
RCM
$220K ﹤0.01%
+12,839
New +$187K
PATK icon
1755
Patrick Industries
PATK
$2.85B
$218K ﹤0.01%
5,676
-2,613
-32% -$105K
PFD
1756
Flaherty & Crumrine Preferred and Income Fund
PFD
$146M
$218K ﹤0.01%
13,218
-560
-4% -$8.72K
MGLN
1757
DELISTED
Magellan Health Services, Inc.
MGLN
$217K ﹤0.01%
+2,864
New +$213K
EQH icon
1758
Equitable Holdings
EQH
$14.1B
$215K ﹤0.01%
11,762
-2,624
-18% -$52.8K
RES icon
1759
RPC Inc
RES
$1.3B
$215K ﹤0.01%
81,327
+12,209
+18% +$38K
COTY icon
1760
Coty
COTY
$2.48B
$214K ﹤0.01%
79,407
-139,023
-64% -$525K
ICL icon
1761
ICL Group
ICL
$6.85B
$214K ﹤0.01%
61,388
-30,339
-33% -$104K
BCX icon
1762
BlackRock Resources & Commodities Strategy Trust
BCX
$923M
$213K ﹤0.01%
+35,751
New +$227K
LAMR icon
1763
Lamar Advertising Co
LAMR
$16.3B
$213K ﹤0.01%
3,211
-1,557
-33% -$103K
MTDR icon
1764
Matador Resources
MTDR
$6.09B
$213K ﹤0.01%
25,760
-12,736
-33% -$114K
OLLI icon
1765
Ollie's Bargain Outlet
OLLI
$4.94B
$213K ﹤0.01%
2,438
+320
+15% +$31.3K
JOF
1766
Japan Smaller Capitalization Fund
JOF
$350M
$212K ﹤0.01%
24,485
+6,426
+36% +$52K
NYT icon
1767
New York Times
NYT
$10.2B
$212K ﹤0.01%
+4,964
New +$217K
VRTS icon
1768
Virtus Investment Partners
VRTS
$1.1B
$212K ﹤0.01%
1,529
-810
-35% -$110K
WLY icon
1769
John Wiley & Sons Class A
WLY
$2.66B
$212K ﹤0.01%
6,666
+1,383
+26% +$46.9K
FMBI
1770
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$212K ﹤0.01%
19,652
-109,532
-85% -$1.35M
AVT icon
1771
Avnet
AVT
$7.92B
$211K ﹤0.01%
8,152
+652
+9% +$17.7K
RDY icon
1772
Dr. Reddy's Laboratories
RDY
$10.2B
$211K ﹤0.01%
+15,200
New +$181K
RGA icon
1773
Reinsurance Group of America
RGA
$16.1B
$211K ﹤0.01%
2,212
-387
-15% -$34.8K
IBN icon
1774
ICICI Bank
IBN
$108B
$210K ﹤0.01%
21,355
-9,143
-30% -$91.1K
SNBR
1775
DELISTED
Sleep Number
SNBR
$210K ﹤0.01%
4,294
-4,812
-53% -$226K
69 70
71
72 73

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.