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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HDS
1751
DELISTED
HD Supply Holdings, Inc.
HDS
$374K ﹤0.01%
9,547
+2,789
+41% +$109K
CJ
1752
DELISTED
C&J Energy Services, Inc.
CJ
$374K ﹤0.01%
34,865
+3,268
+10% +$33.9K
ICUI icon
1753
ICU Medical
ICUI
$4.32B
$373K ﹤0.01%
2,339
+1,150
+97% +$229K
BHF icon
1754
Brighthouse Financial
BHF
$3.55B
$372K ﹤0.01%
9,191
-7,079
-44% -$264K
ST icon
1755
Sensata Technologies
ST
$6.81B
$372K ﹤0.01%
7,432
-133
-2% -$6.29K
HOPE icon
1756
Hope Bancorp
HOPE
$1.81B
$370K ﹤0.01%
25,754
+15,672
+155% +$220K
THO icon
1757
Thor Industries
THO
$4.03B
$369K ﹤0.01%
6,509
-3,427
-34% -$180K
WMC
1758
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$369K ﹤0.01%
3,828
-418
-10% -$41.3K
ESRT icon
1759
Empire State Realty Trust
ESRT
$850M
$368K ﹤0.01%
25,816
+4,129
+19% +$58.3K
RRGB icon
1760
Red Robin
RRGB
$150M
$368K ﹤0.01%
+11,062
New +$363K
GHII
1761
DELISTED
Invesco S&P High Income Infrastructure ETF
GHII
$368K ﹤0.01%
13,520
– –
CXE
1762
DELISTED
MFS High Income Municipal Trust
CXE
$367K ﹤0.01%
66,792
-710
-1% -$3.79K
CLR
1763
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$366K ﹤0.01%
11,877
+590
+5% +$19.9K
ACIW icon
1764
ACI Worldwide
ACIW
$5.83B
$365K ﹤0.01%
11,637
-3,537
-23% -$112K
EQT icon
1765
EQT Corp
EQT
$33.5B
$365K ﹤0.01%
34,316
-2,819
-8% -$36.3K
SENEA icon
1766
Seneca Foods Class A
SENEA
$1.15B
$365K ﹤0.01%
+11,709
New +$337K
SID icon
1767
Companhia Siderúrgica Nacional
SID
$1.23B
$364K ﹤0.01%
115,223
+51,162
+80% +$194K
ARCB icon
1768
ArcBest
ARCB
$3.23B
$362K ﹤0.01%
+11,903
New +$343K
CNQ icon
1769
Canadian Natural Resources
CNQ
$96.7B
$362K ﹤0.01%
27,759
-1,278
-4% -$15.8K
AMAG
1770
DELISTED
AMAG Pharmaceuticals
AMAG
$361K ﹤0.01%
31,261
-512
-2% -$5.39K
ALGT icon
1771
Allegiant Air
ALGT
$2.78B
$359K ﹤0.01%
2,398
-323
-12% -$47.3K
CNMD icon
1772
CONMED
CNMD
$1.55B
$359K ﹤0.01%
3,737
-1,026
-22% -$96.3K
NWS icon
1773
News Corp Class B
NWS
$17.2B
$359K ﹤0.01%
25,105
-2,529
-9% -$35.5K
SNEX icon
1774
StoneX
SNEX
$9.22B
$358K ﹤0.01%
+44,196
New +$347K
ADEA icon
1775
Adeia
ADEA
$3.07B
$357K ﹤0.01%
65,281
-13,097
-17% -$70.1K
69 70
71
72 73

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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.