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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GIII icon
1751
G-III Apparel Group
GIII
$1.53B
$1.76M ﹤0.01%
80,311
-15,153
-16% -$386K
IAF
1752
abrdn Australia Equity Fund
IAF
$123M
$1.75M ﹤0.01%
96,392
-4,598
-5% -$81.7K
FNB icon
1753
FNB Corp
FNB
$6.84B
$1.75M ﹤0.01%
117,739
-9,421
-7% -$145K
BPL
1754
DELISTED
Buckeye Partners, L.P.
BPL
$1.74M ﹤0.01%
25,435
+2,049
+9% +$140K
PAGP icon
1755
Plains GP Holdings
PAGP
$5.13B
$1.74M ﹤0.01%
55,632
+19
+0% +$618
MTUS icon
1756
Metallus
MTUS
$845M
$1.74M ﹤0.01%
91,837
-14,157
-13% -$252K
VOYA icon
1757
Voya Financial
VOYA
$9.08B
$1.74M ﹤0.01%
45,689
+7,362
+19% +$296K
IAG icon
1758
IAMGOLD
IAG
$8.47B
$1.73M ﹤0.01%
433,064
+15,233
+4% +$64.9K
STL
1759
DELISTED
Sterling Bancorp
STL
$1.73M ﹤0.01%
73,008
-8,169
-10% -$196K
OMCL icon
1760
Omnicell
OMCL
$1.71B
$1.73M ﹤0.01%
42,455
-5,598
-12% -$206K
PSXP
1761
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$1.73M ﹤0.01%
+33,615
New +$1.79M
HCI icon
1762
HCI Group
HCI
$2.28B
$1.72M ﹤0.01%
37,765
-10,272
-21% -$452K
PFGC icon
1763
Performance Food Group
PFGC
$17.9B
$1.72M ﹤0.01%
+72,351
New +$1.68M
RMBS icon
1764
Rambus
RMBS
$10.1B
$1.72M ﹤0.01%
130,803
+6,932
+6% +$91.1K
CMD
1765
DELISTED
Cantel Medical Corporation
CMD
$1.72M ﹤0.01%
21,429
+643
+3% +$51.1K
SRCI
1766
DELISTED
SRC Energy Inc
SRCI
$1.71M ﹤0.01%
202,744
+8,201
+4% +$68.8K
CEVA icon
1767
CEVA Inc
CEVA
$927M
$1.71M ﹤0.01%
48,144
-6,850
-12% -$237K
SXT icon
1768
Sensient Technologies
SXT
$5.38B
$1.71M ﹤0.01%
21,536
+6,262
+41% +$492K
FSD
1769
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$1.71M ﹤0.01%
102,387
+21,303
+26% +$354K
NGD
1770
DELISTED
New Gold Inc
NGD
$1.71M ﹤0.01%
572,339
+106,256
+23% +$343K
PBR.A icon
1771
Petrobras Class A
PBR.A
$109B
$1.7M ﹤0.01%
184,712
+2,354
+1% +$22.4K
FLXN
1772
DELISTED
Flexion Therapeutics, Inc.
FLXN
$1.7M ﹤0.01%
63,294
-6,465
-9% -$132K
ETP
1773
DELISTED
Energy Transfer Partners, L.P.
ETP
$1.7M ﹤0.01%
69,626
+57,761
+487% +$1.44M
JBTM
1774
JBT Marel
JBTM
$7.41B
$1.7M ﹤0.01%
19,276
-3,841
-17% -$333K
MBFI
1775
DELISTED
MB Financial Corp
MBFI
$1.7M ﹤0.01%
39,622
-516
-1% -$23.1K
69 70
71
72 73

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.