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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNOW icon
1751
DNOW Inc
DNOW
$2.86B
$1.82M 0.01%
88,789
-51,839
-37% -$1.1M
YORW icon
1752
York Water
YORW
$511M
$1.82M 0.01%
47,548
+26,625
+127% +$901K
GRA
1753
DELISTED
W.R. Grace & Co.
GRA
$1.82M 0.01%
26,849
+11,762
+78% +$803K
BHP icon
1754
BHP
BHP
$223B
$1.81M 0.01%
56,683
-17,811
-24% -$576K
HUBB icon
1755
Hubbell
HUBB
$26.9B
$1.81M 0.01%
15,498
+225
+1% +$24.7K
ICLR icon
1756
Icon
ICLR
$12.4B
$1.81M 0.01%
24,040
-1,494
-6% -$116K
RYAM icon
1757
Rayonier Advanced Materials
RYAM
$615M
$1.81M 0.01%
116,857
+66,046
+130% +$921K
SFNC icon
1758
Simmons First National
SFNC
$3.41B
$1.81M 0.01%
58,142
-54,668
-48% -$1.54M
RELX icon
1759
RELX
RELX
$62.1B
$1.8M 0.01%
100,454
+8,868
+10% +$157K
WBT
1760
DELISTED
Welbilt, Inc.
WBT
$1.8M 0.01%
93,248
-2,214
-2% -$37.8K
EZPW icon
1761
Ezcorp Inc
EZPW
$1.8B
$1.8M 0.01%
168,657
-273,668
-62% -$2.95M
WPX
1762
DELISTED
WPX Energy, Inc.
WPX
$1.8M 0.01%
123,295
-540,820
-81% -$7.15M
GAB icon
1763
Gabelli Equity Trust
GAB
$1.77B
$1.79M 0.01%
335,378
-21,673
-6% -$115K
SBSW icon
1764
Sibanye-Stillwater
SBSW
$6.96B
$1.79M 0.01%
269,826
-4
-0% -$36
GOV
1765
DELISTED
Government Properties Income Trust
GOV
$1.79M 0.01%
94,124
-86,803
-48% -$1.68M
BRW
1766
Saba Capital Income & Opportunities Fund
BRW
$342M
$1.78M 0.01%
160,951
-148,778
-48% -$1.59M
IHD
1767
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$130M
$1.78M 0.01%
239,356
-8,559
-3% -$66.5K
BIT icon
1768
BlackRock Multi-Sector Income Trust
BIT
$701M
$1.77M 0.01%
107,654
+853
+0.8% +$14.1K
PBYI icon
1769
Puma Biotechnology
PBYI
$413M
$1.77M 0.01%
57,731
+5,784
+11% +$250K
CEO
1770
DELISTED
CNOOC Limited
CEO
$1.76M 0.01%
14,239
-6,180
-30% -$800K
NFBK
1771
DELISTED
Northfield Bancorp
NFBK
$1.76M 0.01%
88,212
+2,943
+3% +$52.7K
ASX icon
1772
ASE Group
ASX
$82B
$1.76M 0.01%
348,964
-324,818
-48% -$1.8M
S
1773
DELISTED
Sprint Corporation
S
$1.75M 0.01%
208,415
+15,956
+8% +$118K
CYNO
1774
DELISTED
Cynosure, Inc. Class A
CYNO
$1.75M 0.01%
38,475
+2,538
+7% +$116K
BWXT icon
1775
BWX Technologies
BWXT
$15.3B
$1.75M 0.01%
44,154
+15,614
+55% +$607K
69 70
71
72 73

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.