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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
TTE icon
TotalEnergies
TTE
+$80.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
4
EMC
EMC CORPORATION
EMC
+$36.4M
5
GAS
AGL Resources Inc
GAS
+$36.3M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ODP
1751
DELISTED
ODP
ODP
$1.62M 0.01%
45,497
-2,438
-5% -$86.4K
THO icon
1752
Thor Industries
THO
$4.14B
$1.62M 0.01%
19,185
-7,254
-27% -$564K
ATHM icon
1753
Autohome
ATHM
$2.65B
$1.62M 0.01%
66,879
+11,281
+20% +$262K
DECK icon
1754
Deckers Outdoor
DECK
$13.5B
$1.62M 0.01%
163,404
+22,512
+16% +$236K
ASH icon
1755
Ashland
ASH
$3.28B
$1.62M 0.01%
28,575
+4,397
+18% +$252K
LTC
1756
LTC Properties
LTC
$1.98B
$1.61M 0.01%
31,052
-13,797
-31% -$721K
BPFH
1757
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
$1.61M 0.01%
125,693
-6,721
-5% -$83.3K
SF
1758
Stifel
SF
$12.8B
$1.61M 0.01%
94,286
+17,455
+23% +$280K
KNOP icon
1759
KNOT Offshore Partners
KNOP
$361M
$1.6M 0.01%
76,742
+26,834
+54% +$511K
PGRE
1760
DELISTED
Paramount Group
PGRE
$1.6M 0.01%
97,840
-4,276
-4% -$73.5K
EDI
1761
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
$1.6M 0.01%
108,776
+44,811
+70% +$650K
ISBC
1762
DELISTED
Investors Bancorp, Inc.
ISBC
$1.6M 0.01%
133,429
+90,605
+212% +$1.05M
BKS
1763
DELISTED
Barnes & Noble
BKS
$1.6M 0.01%
141,877
-1,376
-1% -$16.6K
BCH icon
1764
Banco de Chile
BCH
$21B
$1.6M 0.01%
74,986
-23,064
-24% -$489K
HRTX icon
1765
Heron Therapeutics
HRTX
$95.5M
$1.6M 0.01%
92,730
-5,652
-6% -$105K
NFG icon
1766
National Fuel Gas
NFG
$7.5B
$1.59M 0.01%
29,491
-14,782
-33% -$835K
CAJ
1767
DELISTED
Canon, Inc.
CAJ
$1.59M 0.01%
54,904
-74,490
-58% -$2.13M
BPL
1768
DELISTED
Buckeye Partners, L.P.
BPL
$1.59M 0.01%
22,252
+5,986
+37% +$426K
SWFT
1769
DELISTED
Swift Transportation Company
SWFT
$1.59M 0.01%
74,217
-9,760
-12% -$186K
INVX
1770
Innovex International
INVX
$2.13B
$1.59M ﹤0.01%
28,533
+2,223
+8% +$124K
GRC icon
1771
Gorman-Rupp
GRC
$2.25B
$1.59M ﹤0.01%
61,997
+5,095
+9% +$137K
ORIT
1772
DELISTED
Oritani Financial Corp. New
ORIT
$1.58M ﹤0.01%
100,763
-14,360
-12% -$230K
PERY
1773
DELISTED
Perry Ellis International Inc
PERY
$1.58M ﹤0.01%
82,053
-308
-0.4% -$6.25K
AZPN
1774
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$1.58M ﹤0.01%
33,823
+2,128
+7% +$99.5K
LBTYA icon
1775
Liberty Global Class A
LBTYA
$3.61B
$1.58M ﹤0.01%
46,140
+2,640
+6% +$83.8K
69 70
71
72 73

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AIM
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.