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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$122M
Cap. Flow %
-0.31%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DCM
1751
DELISTED
NTT DOCOMO, Inc.
DCM
$1.95M ﹤0.01%
133,818
-9,833
-7% -$154K
RTI
1752
DELISTED
RTI INTL METALS INC(HLDG CO)
RTI
$1.94M ﹤0.01%
76,885
+37,451
+95% +$880K
MHF
1753
Western Asset Municipal High Income Fund
MHF
$155M
$1.94M ﹤0.01%
251,574
-23,363
-8% -$173K
HHS icon
1754
Harte-Hanks
HHS
$16.8M
$1.94M ﹤0.01%
25,022
+19,193
+329% +$1.25M
LVNTA
1755
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$1.94M ﹤0.01%
51,311
+26,556
+107% +$927K
VWTR
1756
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
$1.93M ﹤0.01%
102,368
+34,785
+51% +$683K
EXAM
1757
DELISTED
EXAMWORKS GROUP INC COM STK (DE)
EXAM
$1.92M ﹤0.01%
+46,155
New +$1.76M
KNDI
1758
Kandi Technologies Group
KNDI
$68.6M
$1.92M ﹤0.01%
136,990
-6,590
-5% -$90.7K
KRA
1759
DELISTED
Kraton Corporation
KRA
$1.91M ﹤0.01%
91,963
+60,064
+188% +$1.1M
OA
1760
DELISTED
Orbital ATK, Inc.
OA
$1.91M ﹤0.01%
16,451
+10,715
+187% +$1.25M
MTD icon
1761
Mettler-Toledo International
MTD
$28.3B
$1.91M ﹤0.01%
6,313
+1,349
+27% +$371K
STC icon
1762
Stewart Information Services
STC
$2.09B
$1.91M ﹤0.01%
51,504
-35,109
-41% -$1.19M
APL
1763
DELISTED
ATLAS PIPELINE PARTNERS LP UTS
APL
$1.9M ﹤0.01%
69,834
+38,002
+119% +$1.23M
ETD icon
1764
Ethan Allen Interiors
ETD
$602M
$1.9M ﹤0.01%
61,421
-12,318
-17% -$344K
SSL icon
1765
Sasol
SSL
$7.25B
$1.9M ﹤0.01%
50,034
-57,507
-53% -$2.6M
ARLP icon
1766
Alliance Resource Partners
ARLP
$3.27B
$1.9M ﹤0.01%
44,083
+1,987
+5% +$88.3K
SWBI icon
1767
Smith & Wesson
SWBI
$647M
$1.9M ﹤0.01%
260,620
+6,518
+3% +$48.9K
SMC
1768
Summit Midstream
SMC
$424M
$1.89M ﹤0.01%
3,324
+534
+19% +$351K
AROC icon
1769
Archrock
AROC
$5.89B
$1.89M ﹤0.01%
58,099
-13,597
-19% -$486K
ISIL
1770
DELISTED
Intersil Corp
ISIL
$1.89M ﹤0.01%
130,387
+64,324
+97% +$853K
TFX icon
1771
Teleflex
TFX
$6.2B
$1.88M ﹤0.01%
16,372
+5,758
+54% +$652K
WBMD
1772
DELISTED
WebMD Health Corp.
WBMD
$1.88M ﹤0.01%
47,539
+1,513
+3% +$58.1K
PRSU
1773
Pursuit Attractions and Hospitality Inc
PRSU
$1.3B
$1.88M ﹤0.01%
70,467
+19,931
+39% +$477K
VISN
1774
Vistance Networks Inc
VISN
$2.34B
$1.88M ﹤0.01%
82,253
+33,049
+67% +$738K
TCOM icon
1775
Trip.com Group
TCOM
$28.9B
$1.87M ﹤0.01%
82,392
-8,956
-10% -$235K
69 70
71
72 73

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
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Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.